Tag Archives: Donald Rumsfeld

Space power: What is at stake, what will it take

On the day that nineteen distinguished retired U.S. military commanders warned President Clinton that a U.S.-Russian agreement expected to be signed later in the week in Brussels is inconsistent with his declared space policy — and with the Nation’s national security and economic interests — the Center for Security Policy convened the latest of its High-Level Roundtable Discussions to address “Space Power: What is at Stake, What will it Take.”

The discussion brought together over 80 past and present senior military officers, executive branch officials, industry leaders, members of the press, and congressional staff members. The Roundtable featured important contributions by its lead discussants: Senator Bob Smith (R-NH), a senior member of the Senate Armed Services Committee; Major General Brian Arnold, USAF, Director, Space and Nuclear Deterrence, Office of the Assistant Secretary of the Air Force for Acquisition; Dr. Lawrence Gershwin, National Intelligence Officer for Space; Richard Fisher, Senior Fellow at the Jamestown Foundation; Dr. Marty Faga, former Director of the National Reconnaissance Office; Ambassador Henry Cooper, former Director, Strategic Defense Initiative Organization; Dr. James Schlesinger, former Secretary of Defense and Energy, and Director of Central Intelligence; and General Charles Horner, USAF (Ret.), former Commander, U.S. Space Command, and a member of the Commission on National Security Space Management and Organization, chaired by Secretary of Defense-designate Donald Rumsfeld.

The present Rumsfeld Commission is scheduled to release its report on 11 January and its findings are expected to address many of the points covered in the CSP Roundtable. In fact, it seems likely that the highlights of last month’s event, summarized in the following pages, will represent a sneak preview of the Commission’s deliberations and conclusions.

This is especially the case in light of news reports that Communist China has completed ground tests of a microsatellite it calls a “parasite satellite” said to be capable of attaching itself undetected to and, upon command, disabling or destroying satellites at all altitudes. Such a development is not unexpected (see the discussion that follows of China’s space control program); its announcement should, nonetheless, serve to concentrate the minds of U.S. policy-makers on the urgent need to establish American space power capabilities.

Senator Smith Calls for U.S. Space Control

Sen. Smith — who has, during his tenure in the Senate, established a reputation as one of the Nation’s most thoughtful and indefatigable advocates of space power — keynoted the Roundtable with a forceful call for safe, reliable and affordable U.S. access to and control of space. Sen. Smith said in part:



  • “I believe that space power is absolutely critical to the future security of this nation. I cannot emphasize that enough. [Yet,] I think when you look at…the resources and how they are allocated, it does not support the concept that space power is critical to the future security of this nation. Our resources don’t even come close, not even close, to supporting that concept.”


  • “Over the last 40 years…this nation has grown to be the world leader in space, thanks to the ingenuity and hard work of many Americans….But many of you have heard me in the past express my own personal dismay that our military focus over the years has been limited more to information superiority, not true space power, and there is a difference between information superiority and true space power.”


  • “The space systems we have today provide remote sensing, navigation, communications and other support services to all of our land, air, and sea forces. And don’t misunderstand me, I do support information superiority. It’s very important. It’s critical. We all witnessed what happened in Desert Storm and without information superiority, that could have been a disaster.”


  • “But there are two other types of programs that are missing if we are to achieve true space power: Number one, we have lacked space control technology and capabilities. We don’t have space control capability, in my view. If we intend to maintain our information superiority, we need a strong space control program to protect our assets and to deny our adversaries the use of their own systems.”


  • “Having shown the world the utility of space systems, it would be pretty naive to think that our adversaries are just going to be sitting around idly and not developing their own space-based information capabilities and the tools and techniques to counter the current U.S. space advantage….We see a proliferation of reconnaissance navigation and communication satellites in countries all around the world. China is involved in that, Pakistan, India, Iraq, Iran, Russia. We have witnessed operations on a massive scale to deceive our intelligence assets prior to the India and Pakistan nuclear tests. We continue to read in the press about our adversaries developing rapid access to space capabilities and anti-satellite weapons, as well.”

  • KE-ASAT and Other Space Programs


  • “That’s why for years I have pushed…for programs like [Kinetic Energy Anti-Satellite Weapon] KE-ASAT. KE-SAT is a low cost, low risk, near-term — near-term, I emphasize — space control capability to use as a last resort to deny an adversary the use of space. Without an anti-satellite capability, today’s foreign and commercial surveillance satellites could easily detect our now famous dogleg in the desert that allowed the U.S. to quickly end the Desert Storm operation with very few casualties.”


  • “Without KE-ASAT, this nation will not have the satellite negation capability to deter satellite operators from sharing or selling our adversaries sensitive intelligence of the U.S. military, resulting in longer wars and more lives lost.”


  • “Since 1993, almost alone, I have had to put back in the budget, year after year after year, the money for KE-ASAT. We’ve spent $350 million on that program. We have another 40 or 50 million to spend to finish the job, to have the three kill vehicles tested. Yet, what’s happened? I have been attacked, personally attacked by Members [of the Senate], some in this Administration, for supporting this program. Many in the program have been attacked, have been investigated, have been harassed. That’s what has happened in this Administration, and I believe it’s a deliberate bias against space activity, military space activity.”


  • “The bottom line is we need a comprehensive space control program and we don’t need it tomorrow. We need it now, right now.”


  • “And [second,] we have lacked a flexible power-projection capability that leverages the advantages of space and space flight — programs like space-based laser and the space plane. A space-based laser will someday provide precision strike at the speed of light. It could potentially engage not only targets in space, but also targets in the air, on the ground, and on the sea. But we’re not spending the dollars that we need to spend on that program.”


  • “A military space plane promises low-cost, rapid access to space for a variety of space control and information superiority missions. Can you imagine being able to launch that and getting anywhere in the world in about 45 minutes? Yet…it was line item vetoed by the President of the United States two years ago, one of three items, and only three military items that were line items, only three, space plane, KE-ASAT, and Clementine, all line item vetoed….Luckily, the Supreme Court found the line item veto unconstitutional and the budgets Congress put in place for these programs were restored. However, the money was still not spent, for the most part. It was basically ignored.”


  • “The Administration was not able to kill these mandated space programs, but they did their best to ensure that the needed space power technologies were not pursued and that the program management was muddled, and it happened in KE-ASAT and it’s happening in the space plane and it’s happening in Clementine.”


  • “The annual budgets repeatedly shortchange space programs. The annual realignment of funds at the end of each fiscal year disproportionately takes money from space programs to fund other service activities. And I’m not dumping on any other service activities. They are necessary, many of them, but you do have to prioritize. People without space background are promoted ahead of people with space background. Treaties have negotiated away our space advantage. We kneel at the alter of the ABM treaty, in spite of the fact that we know that the ABM treaty is restricting — is restricting our ability to do what we need to do.

  • Space Commission


  • “You shouldn’t be surprised if we’re not accessing space in this Administration….That’s why I established, with language in last year’s budget, the Commission on National Security Space Management and Organization, commonly referred to as the Space Commission….the Commission has 13 nationally-recognized space experts. I met with Donald Rumsfeld [Chairman of the Commission]. I have a great amount of confidence in him.”


  • “I just want a fair look, and today’s military space efforts, in my view, are primarily led by the Air Force. And despite…a lot of rhetoric by the Air Force leadership and civilian leaders to the contrary, the Air Force, as a whole, not individually, some are very outspoken, has not shown me that space is a priority.”


  • “I have explicitly asked the Space Commission to look at the creation of a separate space force. Maybe that’s a little premature, but let’s get it on the table, let’s talk about it. A solution as Draconian as breaking off a separate space force may be necessary to overcome the ingrained bias that we see right now against space, and it may be the only way to ensure that funds that have been allocated for space are spent for just that and not just ignored or buried somewhere in the budget or put somewhere else.”

  • Space Management


  • “The problems are not just in the military and the Executive Branch, however. The way we manage space here on the Hill also needs to be looked at….There are six committees in the Congress that oversee space: House/Senate Armed Services, House/Senate Intelligence, and House/Senate Appropriations. If the U.S. is to maintain its current lead in national space security at the lowest possible cost to taxpayers, we need to better coordinate activities among these committees. The kinds of things that need better coordination are three, real quickly: mix of tactical and national reconnaissance, the mix of space and airborne reconnaissance and the way we do tasking, processing, exploitation and dissemination.”

  • Conclusion


  • “Whoever controls space will control the destiny of earth and when you look at the options out there, I would ask you, who do you want it to be, Iran, Russia, Iraq, China? I don’t think so.”


  • “For those who doubt and say we can’t militarize space, I would say to you, do you want somebody else to do it?…It will be no different than the militarization of earth by the United States of America. As witnessed by World War II, when Tom Brokaw said “The greatest generation did what it did,” we use it wisely, we use it cautiously, and we only use it when we have to for the protection of earth, and that’s exactly what we’ll do in space. Exactly what we will do in space.”

Global Utilities

The Roundtable’s next heard from the Director, Space and Nuclear Deterrence, Office of the Assistant Secretary of the Air Force for Acquisition, Maj. Gen. Brian Arnold USAF. Gen. Arnold’s address, entitled “What is at Stake: Global Utilities,” provided the participants with an overview of some of the threats faced by U.S. space assets and the different ways they could be protected. Highlights of Gen. Arnold’s presentation include the following:



  • “The Air Force has taken great strides to look internally at whether or not we want to continue to be a strong advocate for space….From the Chief of Staff of the Air Force on down, we are ready to step along to continue that path and we have some ideas.”

  • Global Utilities


  • “…[There are] various civil, military, as well as international space capabilities…that our economy [is] relying on day in and day out, from environmental to imaging, to location, to timing. And all of these are critical to our national infrastructure, to our national security, and our nation has become very dependent on all these capabilities.”


  • “The importance of space to the nation is clear….We were recently talking to folks from Aerospace Industries Association of America…and they are forecasting out around at 2005 to see the commercial investments go as high as $160 billion a year. While the low-earth-orbit market has flattened out, clearly the investments are going in that direction and have far exceeded the government investments since 1997.”


  • “The United States’ unimpeded access to space is vital to national interests — the word vital’ meaning that we are willing to do whatever it takes to maintain that access.”


  • “For the war-fighter, virtually everything we do [makes use of space] — from intelligence to reconnaissance, surveillance to warning, to timing, getting over the target, to our precision guidance weapons that you saw so well used in Operation Allied Force to limit the collateral damage to put a single weapon on a single target, to the weather, to assessing the battle damage after the fight, to the communications, to the leased communications that we took from the civilian economy…and going even further to computer network defense and computer network attack, which uses a lot of space assets. These are all vital to the war fighter, as well as to our civilian economy. So space affects every one of us one way or another.”

  • Threats to U.S. Space Utilities


  • “Clearly…the evolving threat is coming along. You can see commercial imagery. The remote sensing is there. If you have access to the web, you can purchase it. As long as you have the money, you can get imagery of virtually any place in the world.”


  • “You could have threats to the space asset, the satellite itself, or the links, the up-link and down-link, or to the ground station, the ground opportunities. Clearly, you could have everywhere from a low power laser attack, to a medium, to a high power attack. So you can go anywhere from temporary denial, to disrupting for a short period of time, to degrading a sensor or a part of the satellite, to essentially destroying it.”


  • “Looking at the linkage, a lot of our linkages are unprotected and very fragile. One good example is the GPS signal….It doesn’t take a whole lot to jam that type of a signal. So, therefore, we are interested in doing things like modernizing our GPS systems…because it is such a key element to our war fighting capabilities, as well as to the Nation.”


  • Against the ground systems, this is where we probably are most vulnerable, because a lot of our ground stations are located overseas. So from the low tech end to the high tech end, to the commercial systems, they’re all tied to how well we do our job in both the national security, as well as our national economy.


  • “…There is no specific treaty prohibiting attacks on space systems, links or operations. A lot of people say that there are, but there are not. There are outer space treaties. The 1967 treaty bans orbital weapons of mass destruction, but not…for example, an ICBM coming through the atmosphere. It bans military presence in operations on celestial bodies, but not weapons in space.”

  • Protection of U.S. Space Utilities


  • So how do we protect our systems? Well, first of all, we break down space control into several basic areas. First is situational awareness. This is called space surveillance….You ought to know what’s out there, or if you’re flying in space, you ought to know what’s out there, what the bad guys are up to, what the good guys are up to, and what are all the things that can affect your systems. That’s called space surveillance.


  • The second one is prevention. That’s preventing the bad guys from getting at your valuable resources. Protection is the key piece that I’m talking about today, and that’s protecting your vital assets.


  • Then, finally, negation. As I mentioned earlier, negation can be anywhere from a very temporary denial to a degrade, all the way to a destroy.

  • Organizational Requirements


  • “At the national level, this country needs a national vision on space. We would offer that to perhaps go back to a National Space Council. Others might say a very strong interagency working group. But whatever it is, we need a very smart group of people at the very top that can direct civil, commercial, international, DOD and intelligence communities on exactly what this country wants to do.”


  • “We need a commitment to funding for space. If space is of that much importance for this country and for the world, it needs additional resources. We’ve talked earlier about how we’re trying to recapitalize the Navy, the Army and the Air Force, and, clearly, of all the Air Force assets, I would ask you to name me one that we do not need today.”


  • Another thing we would recommend is a very strong space caucus in the Congress, just like you have an air power caucus, you have a naval power caucus. It seems to us very smart to have a space power caucus to focus on the key arguments that you would want us to face.”


  • “Moving down to the Pentagon level, we would offer to you a defense space council, headed by the Deputy Secretary of Defense, as well as the Vice Chairman of the Joint Chiefs of Staff, and we would offer to you that they could bring in the DCI, to make sure we have “black” and “white” space matched correctly, we have proper vetting, at that level, and then that group could…be tied to the National Space Council.”


  • “We’re very concerned about the industrial base for radiation hard’ parts, a vanishing vendor, if you will….Right now, we are down to just a couple of vendors that produce these parts, these rad hard parts, and that is a policy issue that needs to be addressed….Critical infrastructure, like MILSTAR, we [Electro-Magnetic Pulse] EMP harden, we do that traditionally, but if you’re going to rely on commercial communications systems, what’s the rationale for not putting rad hard parts on those systems, other than there’s not a good business case? We need some kind of policy that states that.”

Threats to U.S. Equities in Space

The next section of the Roundtable amplified on the issue of emerging threats to American interests and assets in space. Under the ground-rules of this portion of the discussion, Dr. Gershwin spoke on a not-for-attribution basis. Accordingly, the following are presented as highlights of the exchanges that occurred during and after his remarks and those of Richard Fisher, not as verbatim quotes attributable to either lead discussant or the other participants.



  • Competitors and adversaries surely realize the degree to which access to space is critical to both U.S. economic and military power, and we will certainly make strides in countering U.S. space dominance over the next 15 years.


  • International commercialization of space will reduce the current U.S. edge in space support to both civil and military, and intelligence activities. Potential adversaries will continue to develop counter-space systems, pursue related technologies and expertise, and seek new techniques and tactics to reduce and counter U.S. space capabilities, with implications for both U.S. military and U.S. economic security.

  • Commercialization of Space


  • Commercial and civil space services will offer both developing countries and non-state adversaries access rivaling today’s major space powers in such areas as high resolution reconnaissance and weather prediction, global encrypted communications, and precise navigation. For example, foreign military platforms increasingly will incorporate GPS navigation receivers. When combined, such services will provide adversaries capabilities for precise targeting of U.S. or allied force deployments and global coordination of operations.


  • As higher resolution imagery becomes increasingly available on the global market for the next five years at least, foreign intelligence and military consumers will become more familiar with the utility of such high-resolution imagery, which, up until now, has been very much a U.S. unitary advantage. Such high-resolution imagery, for example, provides exploitable information on a range of military targets for which poorer resolution imagery does not. This is not just LANDSAT we’re talking about. This is really one-meter, good stuff.


  • Sales of U.S. one-meter commercial imagery probably has already sensitized foreign governments to the value of such imagery for military or intelligence missions. For example, U.S. vendors of IKONOS high resolution satellite imagery, recently announced a commercial alliance to provide the Turkish armed forces with high resolution imagery to support the Turkish military’s operational needs, and Turkey is one of just many countries that are taking advantage of the availability of commercial imagery for both military and intelligence needs.


  • Widespread availability of both meter and sub-meter resolution imagery eventually will erode U.S. space advantages by encouraging foreign efforts: first of all, to use commercial imagery for reconnaissance against U.S. and allied military forces, and against U.S. defense research and development; second, to increase investment in training foreign intelligence analysts to conduct detailed imagery analysis, something, again, which is today pretty much a unilateral U.S. advantage; and, third, to improve the denial and deception activity of foreign adversaries to hide or obscure their own critical targets and thwart U.S. and other reconnaissance.

  • Counter-Space


  • Our potential adversaries will understand U.S. strategic and economic dependence on our own access to space and will view counter-space operations as an important options for countering U.S. space superiority.


  • Over the next 15 years or so, a number of potential adversaries are likely to develop capabilities to disrupt, degrade, or defeat U.S. space assets, in particular, through denial and deception, anti-satellite technologies, such as electronic or cyber warfare, or with attacks against U.S. ground facilities.


  • Denial and deception is a problem that is growing as global awareness of U.S. intelligence capabilities improve. It is one of the least technologically demanding, yet often highly effective tools to counter U.S. space-based intelligence collection, as well as the U.S. military weapons targeting. Foreign countries are interested in or are already experimenting with a variety of technologies that could be used to develop counter-space capabilities. These efforts could result, for instance, in improved systems, such as, of particular concern, space object tracking, signal jamming, and directed energy weapons.


  • Countries lacking or wishing to augment advanced capabilities to attack satellites or data links could develop plans and capabilities to disrupt U.S. use of space by attacking our ground facilities that are supporting U.S. space operations, most likely using some sort of special operations forces.


  • Two countries [warranting] mention in particular are Russia and China. Russia inherited a variety of counter-space systems and R&D efforts from the Soviet Union and these were well documented in the 1980s, certainly when the Soviet Union was still around. Although economic programs almost certainly have curtailed their programs, Russia remains among the world’s most advanced and comprehensive — retains among the world’s most advanced and comprehensive counter-space capabilities, including the doctrine for its employment. They understand the idea.

  • China


  • China has an extensive space program of its own and is conscious of the importance of space dominance and could emerge over the next 15 years as a leading threat to U.S. space operations. China is making an enormous investment in space infrastructure and has several new space systems under development, including space launch vehicles, satellites, and manned space systems. Chinese military theorists have written a great deal about the U.S. use of space during the Gulf War, and China’s Air Force Academy recently increased the number of courses offered in space war theory.


  • Such things as space object surveillance and identification, jammers, low power lasers, are all in the business of being advertised widely in the open market. Such open availability and transfers have the potential to accelerate foreign system development and provide countries a rapid ramp-up in their counter-space abilities.


  • The threat is probably far more simple and far more elegant and may be far more imminent than we realize. [Examining] the broad scope of PLA modernization, the systems that they’re purchasing from the Russians, the capabilities that they are building themselves, the utter and total concentration on Taiwan and the degree to which they understand the taking of Taiwan would be, for them and for Asia, a major turning point in the global power balance.


  • What we can expect is a very quick war of decision that will combine space systems used to direct precision-guided missiles, cruise missiles, air-launched munitions against hundreds of targets on Taiwan for the purpose of either intimidating the leadership in Taipei, to back down and agree to unification, on Beijing’s terms, or, if they have to use these things, to utterly decimate the Taiwan force and within one or two days, at the most, well before the United States can even mobilize to come to any kind of rescue.

    And as part of that, if you take out enough of our satellite support network upon which our Asian forces depend, what will that tell the person in the White House about the inevitability of defeat and how much more will that complicate our response? And it’s not just the ASAT angle that would blind us and even further delay our response. It’s all the active systems that they’re working on, as well, to go after us and prevent our response. This could all come together well before the end of this decade.



  • China…understands space power and is rapidly developing both the infrastructure and wherewithal to challenge American current space information dominance. The Chinese understand very clearly how we used our own space power during the Gulf War, during Kosovo, and they understand that disruption of our space systems is utterly critical if they are to have any chance at all in prevailing in the conflict for which they are preparing; that is, the coming conflict over the future of Taiwan.


  • In 1998, Hantyen Satellite Corporation and Britain’s University of Surry Space Technologies signed a contract to co-develop micro satellites. Within two years, the first Chinese micro-satellite was launched.


  • The PLA is also…very concerned about being able to jam our satellites, as well as long developed the capabilities and techniques to try to hide what is important for them from overhead view.


  • In addition, the PRC is putting together its own ground-based global space tracking network. It has started operation of a space track facility on the island of Tarowa in the nation of Carabaos in the South Pacific. Just last week, we find out that a contract has been signed with Namibia, in Africa, to create another space tracking facility. They have space track capabilities on ships, but I expect that more nations, perhaps Brazil or France, Pakistan, will be joining their space track network in the future.


  • The other side of the developing Chinese space capability is their great efforts to use space on behalf of their own force, on behalf of their own national economic and military objectives. In August…Xinhua announced that China will be putting up an eight satellite imaging constellation for electro-optical 4 radar satellites. This will give the future commander of the Taiwan campaign a twice revisit capability. The PLA already has access to communication satellites and is developing satellite communication vehicles, one of which was revealed at the last Zhuhai show to support missile units.


  • On Halloween day, China launched its first navigation satellite, the BAIDO. Navigation satellites, their own access to GLONASS, access to GPS, in combination with their new imaging network will be used to provide precision targeting to the hundreds of short-range ballistic missiles that they’re building now and targeting on Taiwan, future land-attack cruise missiles, and even to target American forces in Asia.


  • Foreign technology is critical to China’s continued progress in space. Russian technology pervades their program. In terms of potential future space warfare activities, access to Russian technology, both ASAT and laser programs are probably already providing the PRC with the shortcuts that they are looking for to build their capability.


  • A nightmare scenario that some of us have looked at is if you had a case where it was a crisis over Taiwan or Korea, where we were prepared to deploy, the usual strategy today would be a couple aircraft carrier battle groups and air expeditionary forces….you might be confronted with a very rapid Chinese ability to sort of co-orbit with a number of our critical communications and military support satellites, of which there are not terribly many of them, and very suddenly take those out, either temporarily or permanently. That would pretty well devastate our ability to deploy forces.


  • As we look to the future, what really seems to be the significant approach, when we look at it from an operational standpoint, is the ability to do sorties, whether it’s a radar system that we’re talking about in the future or even a weapon. Weapons for space control or even force application, if we move in that direction, will be far more acceptable if they’re not placed in space permanently, but they are something that you can sortie the capability to do space control, whether it’s offensive or defensive, or sortie the capability to do force application. Manned fighters and bombers would be a lot less acceptable if our strategy was that we sort of keep them up permanently on the borders of a potential adversary, and we don’t do that.


  • There are unclassified papers that the Chinese have published about reusable launch vehicles beyond space plane… of two-stage-to-orbit and fully reusable launch vehicles, and the diagrams of the mission profile are 100 percent similar to the Kissler airbag/parachute-recovery concept of operations. With this sort of reusable launch vehicle capability, they would have a far more robust ASAT or surface-to-surface missile architecture, because you would recover the vehicle like an airplane and put it back together and launch it again.


  • China’s activities in space, they are asymmetric, as we call it, response, is a form of warfare that they’ve been at for 3,000 years. So to them it seems very natural and space is just one other component. How do you take out a big bully who’s got a lot of iron on target and who’s got a lot of military capabilities? Well, from their response, which has been much like water flowing, is take the path of least resistance in the way of stopping that type of projection. And their information activities, their activities in information operations are one very strong component, part of their space program…[aimed at] seeing how they can try and nullify U.S. advantages in their arena.

Roger Robinson, Chairman, William J. Casey Institute of the Center for Security Policy concluded this section of the discussion with several important points on the record:



  • “An emerging dimension of China’s ability to militarize space and challenge our assets there is that of finance or the funding side. We have been looking at China in this regard — that is, the national security dimensions of their use of our capital markets, our and bond markets, over the past four years, in what we call a capital markets transparency initiative, and have come up with some troubling findings. There are firms, state-owned firms, in particular, that are very close to the Chinese PLA, as well as their military intelligence capability, that are attracting hundreds of millions of dollars in our markets.


  • “Hundreds of thousands of Americans are unwittingly engaged in this process. The People’s Republic of China, in its own name — no cut-outs, no subterfuge, just the government itself — has thus far borrowed $4.2 billion on our bond market. No questions asked as to where the money is going or how it’s being used; no discipline, no stated purpose for the use of funds. And we can be fairly confident that, at minimum, there is an indirect link with many of the programs that [have been discussed today, particularly their more advanced systems, and I would guess their space-based systems, as well, or those that they are aspiring to acquire.”


  • “We have keeping close tabs on this and we found that it’s escalating at an alarming rate. China has attracted totally about 25 billion in our markets thus far, with, again, never a question asked about any of the firms, no vetting for national security concerns, human rights, not to mention human rights and other concerns.”


  • “But even our core security interests have been ignored by all of the underwriters and the purchasers of these instruments, who normally would engage in more comprehensive due diligence, but national security has never been part of that mix.


  • “There is a cavalcade of literally hundreds of Chinese state-owned companies, many of the wrong sorts, from our point of view — or the parent company, affiliates and subsidiaries are certainly the wrong sorts — are planning to, in effect, fund programs of the type described from unwitting U.S. investors, and I would argue that they can’t live without our capital markets.”

U.S. Space Power Policy versus U.S. Space Power Capabilities

The Roundtable next focused on what systems and organization the United States required in order for it to exercise space power. This section was led by Dr. Marty Faga, who served as a member of the Defense Science Board’s recent Task Force on Space. Dr. Faga summarized some of the Task Force’s most important recommendations:



  • “[Defense Science Board (DSB) task force on space] observed that we possess space superiority today and noted that DOD defines superiority as that degree of dominance in space of one force over another, which permits the conduct of operations by the former, and its related land, sea and air forces at a given time and place, without prohibitive interference by the opposing force.”


  • We see our advantage lessening, not just for what we may be failing to do, but for what others are doing; that is, potential adversaries are gaining understanding and they are attempting to gain capability. They are attempting to acquire systems that would disrupt, deny, degrade or destroy U.S. systems, and budget limits on our side are hampering U.S. modernization and introduction of new space concepts.”


  • “There is exploitation of our systems by people who can freely use GPS for whatever purpose they may choose. Adversaries are gaining access to the use of space through their own systems. They may be able to attack our ground facilities and infrastructure. They could in the future make attacks directly on satellites, perhaps, and a failure to react to these specifically in the budget and the modernization programs will obviously affect our ability to respond.”


  • “We suggested several courses that ought to be taken: 1) a protective course that would implement defense of space control capabilities that ensure that U.S. space systems perform as we plan for them to; 2) a preventative course to implement offensive space control to preclude an adversary from using U.S. or other space systems for their purposes; and 3) a modernization and new initiative course to pursue modernization, better access to space, and more effective capabilities.”


  • “A few of the key observations that we made were: U.S. policy states that access and use of space is central to U.S. national security interests and interference is viewed as an infringement on sovereign rights. The task force thinks that superiority depends largely on the deterrent value of protection and that we need to demonstrate an ability to respond, along with political, legal and economic needs, but to demonstrate the ability to apply force, if it were necessary. The U.S. should declare that it will take all appropriate self-defense measures and it would defend against use of space hostile to U.S. national security interest. We observed that there is no reasonably foreseeable threat in space against satellites, but that many nations could impinge on individual systems by terrorism, by electronic attack, and other means.”


  • “We recommended a strategy of space systems inherently designed to counter near-term attack through redundancy and robustness and hedge programs to apply within the lead time of intelligence warning to counter longer-term threats.”

Dr. Faga was followed by Amb. Henry Cooper, former Director of the Strategic Defense Initiative Organization and former Chief Negotiator at the U.S.-Soviet Defense and Space Talks in Geneva. The following were among the main points made by Dr. Cooper in discussing the impediments to U.S. space power:



  • In 1983, Frank [Gaffney] and I worked together on a space policy report, which was in response to an amendment [by then-Senator Paul Tsongas]. Congress, at that time, demanded that we halt the testing of the F-15 ASAT until we were prepared to enter negotiations on a comprehensive ban of all anti-satellite testing and deployment. It was our objective to go through and explain why this was not a good idea and, of course, reverse the constraint that Congress had imposed. We made the case and…the test went off very well, I believe it was in 84, against a non-cooperative target.


  • But no good deed goes unpunished. Congress killed the program anyway. Now we have a reverse situation, where at least some in Congress want to build a kinetic energy ASAT, as Senator Smith told us this morning. He’s a principal lead in it, and it’s the Administration that is not pursuing that diligently.


  • In any case, I would just point out that in spite of all this, the space technologies matured most rapidly out of the SDI program. In the latter days of the Reagan Administration in 1988, the President vetoed the authorization bill, basically because it was putting a cap on how we could spend resources on space-based interceptors.


  • It’s interesting to me that the most explicit discussion so far today of the successor technologies to those that were leading technologies in the SDI program are being pursued by Surry and the Chinese, not by the Pentagon and certainly not by the Air Force, to my knowledge, unless it’s a deep, dark ” black” program. And I think this is evidence, again, of the prejudice that exists within the community against the SDI efforts of Ronald Reagan. Unfortunate, but I believe it’s true.


  • Why do we have this great political headwind that I am describing to you? I believe that it was at least heavily influenced by what I [call] the collective guilt complex of at least an influential segment of the scientific community that had been associated with the Manhattan Project and was, for sure, not going to permit the technology cutting edge in the United States [to]have such an event again. In 1946, Oppenheimer referred to it by saying “The physicists have known sin,” and this propagated.”


  • “I think we have to figure out how to reorganize the Federal bureaucracy that deals with space to rectify the dysfunctional arrangements, which I believe were deliberately put into play in the 1950s. I don’t think these things just happened. I think that they were part of a reasoned approach to the problem. And we have to build the best systems we can, of course, and somehow or other, we’ve got to get free of a lot of these trappings of the arms control history that Gen. Arnold mentioned earlier that constrain our ability to move ahead today. Otherwise, I’m afraid we’ll get the Pearl Harbor that President Eisenhower [had worried about in the 1950s].

A highlight of the discussion that followed were remarks by Christopher Lay, a Senior Analyst at SAIC and long-time member of the Center for Security Policy’s National Security Advisory Council:



  • “Just having a reusable, whether single-stage-to-orbit or whatever kind of space launch vehicle, that’s only part of the answer. [You are still in trouble] if you have that system and you remain reliant only on the two existing launch facilities in Florida and California, both of which I think anybody would agree are highly vulnerable to a dedicated effort to cripple them or take them out, we haven’t solved the problem. We need to really think seriously about a variety of alternative launch facilities and, also, a launch infrastructure that’s really more suited to so-called launch-on- demand, which the Air Force has talked about at various times as a future requirement.


  • “What that means, and it has to do with the way payloads are integrated on launch vehicles, the way satellites are designed and built or whatever you’re going to put in space, but it’s really what I call a launch infrastructure issue — geography, location, alternative means, maybe some air- launch capability, maybe even a sea-launch via submarine, whatever. But this issue of kind of being confined to these two, admittedly, very grand facilities, but if a cruise missile or even something more simple than that were directed in the right place, at the Kennedy Space Center or at Vandenberg, we’re really in trouble. We can’t reconstitute.”

Dr. Schlesinger on the Importance of Space Power

During a working lunch, Dr. James Schlesinger offered remarks on the importance of the United States continuing to exercise dominance in space. He argued that the vulnerability of U.S. space assets would jeopardize not only the United States’ ability to prosecute wars, but it could also undercut public support for American foreign policy in general:



  • “The United States, at this time, is not just any other country in the United Nations. It is the one to whom others in trouble turn, hoping that we will pull their chestnuts out of the fire, and we have been doing that with some frequency.”


  • “[Even as there has been] this growth of the American role in the world, the public has basically tuned out with respect to foreign policy. In the old days, there was the Soviet threat out there — a single permanent foe, well-equipped militarily and ideologically abhorrent to the American people — on which the public could focus.”

    “So [today] we have a public that’s turned off and, at the same time, the responsibilities that have either been thrust upon us or we have seized have grown immeasurably, and the consequence of that is that in order to continue the foreign policy role that we have taken on, we are going to have to avoid what the public wishes desperately to avoid — and that is casualties.”



  • “The public is willing to tolerate the foreign policy established by our governing elites only so long as casualties remain low. And what permits us to fulfill this role, quite simply, is our space capabilities. Without those space capabilities, we could not fulfill the international role that we have while keeping casualties low.”


  • “Our position depends upon space, space sensors, space communications, space intelligence, and, also, guiding our weapons accurately from space.”


  • “All of this is a marvelous achievement, but it creates for us a potential vulnerability and that is if we are somehow or other cut off or our ability to utilize space is reduced, we are going to be engaged around the world in ways that the U.S. public will not particularly tolerate, in that we are likely to come home with large numbers of bodies in bags. The consequence is that the public will be turned off. So our international role might come crashing down. And the moral of the story is that we have to protect the usage of space.”


  • “There has been some discussion…of ballistic missile defense and we have at least a hypothetical program to begin to deploy interceptors at some point during the decade ahead in Alaska. But one should recall that the deployment in Alaska is only a first stage, dealing with a relatively primitive foe, and that others will discover ways or develop ways of circumventing that deployment, unless we continue to upgrade it. And one of the things that will be essential for upgrading any ballistic missile defense will be the use of space and, most notably, space sensors.”


  • “Finally, let me throw out that war games that I have participated in start with somebody firing a launcher up into space with a nuclear weapon aboard, and nuclear weapon technology is spreading slowly, happily, but slowly spreading around the world, and that the weapon in space will, over time, if not instantly, degrade our space assets. So over time, we are going to have to learn to protect those assets better against such possibilities. Part of the protection is hardening, part of the protection is redundancy, and part of the protection should be reconstitution of space capabilities.”


  • Those who are interested in asymmetrical attacks are particularly interested in those capabilities, freely or at low cost, available from space that might inflict damage on us; for example, guiding a weapon onto a U.S. military base overseas during a moment of crisis. A particularly juicy target, of course, is the Global Positioning System itself, which has a very weak, very weak signal, and that signal must be upgraded in strength. At the present time, that signal can be jammed very readily and the Russians, whom we have encouraged to learn free market ways, now have on the free market a commercial jammer that you can purchase. This would have devastating effects since our whole civilian economy has gone over to use of GPS.


  • “Some years ago, in an exercise called “Eligible Receiver,” the National Security Administration (NSA) demonstrated that they could turn off all of the power on the east coast simply by information warfare, not by jamming…, but by information warfare and breaking into the computers that control the flow of power on the East Coast, or they could have done it in the Midwest or even in Texas, which has a separate system, or on the West Coast, which has had two power blackouts over the course of recent years. Now, those of you in this room who…remember the 1967 blackout in New York City may recall the panic that ensued at the time of that blackout. So I ask you, in a moment of crisis, if somebody is able to turn off power on the East Coast or the West Coast or generally nationwide, what the response would be of the American public?”


  • “One must recognize that the Internet, that the financial community, all of these things are dependent upon the signals from space, and that creates the vulnerabilities and it is for that reason that we must convey to the Congress and to the general public, through the medium, regrettably, of the media, the high degree of dependency and get support for keeping us well out in front by the techniques of hardening, protection, reconstitution of our own capabilities, and being able to cut off others from employing those assets from space to do damage to the interest of the United States, particularly our bases overseas.


  • “One of our problems in the civilian area is that when you go out and talk to industry, they don’t trust the government. And when you talk to the people in the financial community about sharing information, the response is, yes, but we don’t want it to be shared with the FBI or we don’t want it to be shared with the IRS. And so we’re going to have to develop a technique in which people in the private sector repose sufficient faith that they are willing to discuss the problems that are emerging with regard to hacker attacks. If you can’t deal with hacker attacks, you’re not going to deal with the attacks of some hostile power overseas. That mutual distrust is something that will have to be overcome if we are going to be able to help on the civilian side.”


  • “Another problem that we have is that as the people in the civilian community tend to think about information warfare as attacking their own firms or their own corporate world, and that the consequence is that they will be the victims of fraud. When you think about the larger possibilities of a massive information warfare attack, they say, well, that’s the responsibility of the government to solve.”


  • Unless we are able to slow down the combination of capabilities that permit others to attack our bases overseas, a U.S. military establishment that is dependent upon overseas bases is somewhat vulnerable. You think of major engagements of the United States and the dependency upon a string of bases, say, off the coast of East Asia, that is quite worrisome, and we ought to be thinking now of ways of getting around that problem.”


  • “It is not just the national enemies that are taking advantage of these new technologies. I suppose I should have mentioned that earlier. But the criminal activities around the world, you can use the GPS system to drop — from aircraft, drop drugs off our shores at a specified point and that through GPS guidance, we get a motor launch that comes out from shore and picks up those drugs and so forth.”


  • I think we are going to have to look increasingly at anti-satellite vehicles. We are going to have to look at a whole range of things that, for reasons of the hopeful arms controllers, we have been reluctant to look at in the past. That was a reflection of the fact that others were having — were achieving access to these technologies more slowly than one might have feared, but that era is passing.”

Organizing for Space Power

The final portion of the Roundtable involved a very animated discussion led by the former Commander of U.S. Space Command, Gen. Charles Horner. Among the most stimulating of Gen. Horner’s remarks were the following:



  • “The commercial space advantages we have are probably 99 percent based upon research and development that’s done for military space, national security space, panels, gyros, materials, launch vehicles.”


  • “I think one of the major problems we face with regard to national security space is the vulnerability of our technology base — the industrial support of space. R&D is drying up. Private companies are using their own initiative money to bid proposals, because business has gotten so hard that it doesn’t make any sense to do R&D when you don’t know whether you’re going to be in business the next year or not. And, also, there’s a constant problem with regard to attracting new, young, bright people to the space sector. Now they go to the dot-coms, as I understand it.”


  • “We saw that just recently in the Discoverer-2 [space-based radar] program. Now, you can get any kind of answer you want as to why Discoverer-2 failed or was canceled, but one of them was not military utility and another one was not technical capability. So its failure is evidence of dysfunctional relationships, in my view.”


  • “I [have] called for a space architect. I was very frustrated trying to build a unified command, integrated program list, priority list, to say these are the things that representing all the other unified commanders, this is what we want to see space go after.”


  • “It’s interesting that in the relationship between the Department of Defense and the Director of the Central Intelligence Agency, that cooperation is fundamental and vital to smooth working relationships between the national security space agencies. And I would challenge you to point to the meetings that have occurred in the recent years and the agendas that were discussed in those meetings. I am not aware of any.”


  • We need more public awareness and discussion. I went before the Senate Armed Services Committee and I said — I was, at the time, the Commander of Space Command, and I said that my experience in the desert, in Desert Storm, was that space had become fundamental to warfare, particularly the way we like to fight wars, and that as space became more important to warfare, space control would become more important to warfare, at which time one Senator attacked me, which didn’t bother me, but said You just want to shoot down a satellite.’

    “I said, No, sir, I didn’t say that, but if people are dying on the battlefield, we’ll have to know what to do and how to do it and get on with it.’ And finally he was brought under control by John McCain, who is a dear friend, and so we got all done and everything. That Senator is now the Secretary of Defense and he’s talking about space control. So I guess what goes around comes around.”



  • With regard to the relationship between the National Reconnaissance Office (NRO) and the Pentagon — we’re primarily talking Air Force space. I think we have to have a coming together there. We have a lot of very talented people in the NRO and they have a history of doing some very exciting things in space. You would hope you would be able to transfer that into the Air Force space, bring our cultures together, so that you could take advantage of what the NRO has in terms of streamlined acquisition procedures, and so on and so forth, and make them work together.”


  • “There is no doubt, in my mind, we are going to have to do space control in the future, and so we ought to be honest and open about it in order to both build deterrents, because if you keep everything in the dark, there’s no deterrence, and, also, to get the American public aware of this.”


  • “I think we have to come to grips with ballistic missile defense in space. It’s going to happen. There are some impediments and treaties and the treaties and arms control things cause us a lot of problems in space. Frank [Gaffney] mentioned the one about launch notification. In and of itself, probably not a bad thing, but the trouble is it even goes to the point where, in the future, if you launch an air-to-air missile, you want to shoot down a MIG, you have to give the Russians 24 hours notice, under some interpretations of this particular treaty, and, of course, we find that ridiculous.”


  • “With regard to research and development, I think that there is a general awareness that we must increase our research and development funds across the military, and certainly space is one area where they have a lot of leverage.”


  • “The space warriors of a decade or so from now are not going to be necessarily the people that have grown up in space today, because there is a different mind set from — and if anything, I mean, one of the things that I think the fighter pilot mind-set is probably a little closer to where we need to go than the space geek mind set.”


  • “We need to have space people who understand what other people are doing to make their efforts integrate, to make their efforts of most use. But I think the other issue, the one we’re arguing, is we need people in space to provide leadership in space to promote space doctrine, not doctrine that uses space, and, of course, that’s the one that people hope that a space service would solve. Just like the Air Force cannot be ignorant of how the Army, Marine Corps, and Navy think, and now that the Navy no longer is out there in the middle of the Atlantic or Pacific, they can no longer be ignorant of how the Air Force and the Army think, and the Marine Corps. So yes, there has to be an integration there, but we also have to create people who are different.

  • Discussion


  • “If we had a clear understanding of what the post-Cold War world is, what the policies are, we could devise strategy, which would then lead to forces, and that’s probably what we need to do with the new leadership coming into the White House….That would help with a lot of these issues. Then we’d know how much allocation of funds we need to put on space.

    “If you just leave it up to the Air Force, you get a third of the defense budget to do whatever you want to with it, it’s got to trade off B-2 against Discover-2. They’re not equipped to make that decision.”



  • “Quibbling over who supplies the money is kind of irrelevant to me. The issue is we have to make a national commitment, I think, in the future to say that we have a opportunity, and I think most of the people here seem to have agreed that we can have a space dominant strategy in the decades ahead, but we’re not going to get there unless we take some number of years, maybe it’s five, maybe it’s ten — it’s certainly not more than ten — and do things.”


  • “We’re going to have to take some chances here on research and development. This isn’t to deploy these things, but to go out and demonstrate them. I mean, they never did the question mark thing if they didn’t have an airplane. They had to cut a hole in an airplane. So somebody had to buy them an airplane.

    “So I think in order to do these things in space, somebody’s going to have to buy us the necessary prototypes to go demonstrate that we can do it and if we don’t do this, all this is moot.”



  • “The Chinese things we saw earlier today, about two years ago, they offered those — the University of Surrey, they offered them to us to finance them and go do these things so they could sell the capability. For various reasons, we chose not to do that. So now you see them on Chinese boosters. So there is a point of seizing the day when you have an opportunity to do it. This was an opportunity to get some foreign technology and have it here, and it’s relatively small money. That micro-sat or nano-sat that they showed earlier, that cost about 700,000 dollars, and that technology is now someplace we don’t want it. In the future, we need to be proactive on these kind of things.”


  • “When you get a corporation to extend itself out to the design capability and is just about ready go on contract, and we say, Oops, we’re sorry, we don’t want to buy that anyway,’ they have already gone through that and they’ve invested a whole bunch of infrastructure, all the way maybe to developing a set of jigs to go build this item and then we turn around and change the whole course of the way they’re going.

    “So if you look at recent articles on Fortune magazine talking about industrial base unwillingness to invest in military projects because of the uncertainty out there, so we’ve got to be able to strengthen that to the point where we say we’re on board with you, we want you to go develop radiation hard parts, because we’re going to procure X thousands. And then they can see there’s a business case there. They can go out and get the backing for that and they can make that investment and they go off and do that.

    “But right now, it’s tenuous, at best, and we’ve got to be able to stake it, right now, in ’05, I’m going to buy X millions of these parts and do these kinds of things, and then they will go out and do that. Otherwise, they’re going to turn their attention to places where they can make money.”


While no effort was made to forge a consensus on the part of the participants in the High-Level Roundtable, the sentiment among the experts, scientists, military personnel and others present seemed to be that the United States can no longer afford to ignore the growing capability of potential adversaries to exploit the vulnerability arising from the dependence of both America’s military and civilian economy on unencumbered access to and use of outer space. There appeared to be a nearly universally shared hope, moreover, that the Rumsfeld II Commission will catalyze fresh thinking on the part of the new Bush-Cheney Administration about the need for space power — and give rise to an urgent, reorganized, disciplined and far more energetic effort to obtain and exercise it.

Fuggedaboutit’: Gen. Shalikashvili’s Paean to C.T.B.T. is Wrong — as well as Dead on Arrival

(Washington, D.C.): Here we go again. The last gasp of the Clinton-Gore Administration apparently will be expended trying to breathe new life into the Comprehensive Test Ban Treaty (CTBT). That is the reported upshot of a study prepared by General John Shalikashvili, a former Chairman of the Joint Chiefs of Staff, presented to President Clinton today.

In order to validate his pre-ordained recommendation that the CTBT be ratified, Gen. Shalikashvili had to do two things: 1) ignore what is certainly happening with respect to the deterioration in the U.S. deterrent stockpile and 2) bet the farm that what might happen with respect to slowing the inexorable proliferation of nuclear weapons know-how, technology and devices will actually eventuate. Such an approach to security policy can only be described as reckless — and should continue to be rejected by the U.S. Senate.

Don’t Bother Me With the Facts

Gen. Shalikashvili evidently chose to overlook not only classified information that argued against the idea that a permanent, zero-yield test ban was compatible with the national security. He apparently even disregarded information now in the public domain. For example, the New York Times illuminated some of the many, serious concerns about the implications of the CTBT in a lengthy article published on 29 November 2000. Among its highlights were the following:

  • Concern is growing: “Since [1992, when the United States began a unilateral moratorium on nuclear testing], the Nation has evaluated the thousands of warheads in its aging arsenal in a program called science-based stockpile stewardship, using computer simulations, experiments on bomb components and other methods to assess the condition of the weapons without actually exploding them.

    “Program officials have been confident that the stockpile is safe and secure and that the stewardship program can fully maintain the weapons. Now, however, some of the masters of nuclear weapons design are expressing concern over whether this program is up to the task. Concerns about the program take a variety of forms, including criticisms of its underlying technical rationale and warnings that the program’s base of talented scientists is eroding….”

  • Leap of faith: “A stewardship program with no testing is ‘a religious exercise, not science,’ said Dr. Merri Wood, a senior designer of nuclear weaponry at Los Alamos National Laboratory. Dr. Wood said that as the weapons aged, it was becoming impossible to say with certainty that the stockpile was entirely functional. ‘I can’t give anybody a safe period,’ she said of the possibility that some weapons could become unreliable. ‘It could happen at anytime…’

  • Obsolescing Weapons: “Even with all the [advanced diagnostic tools the SSP is supposed to provide], critics say, crucial questions about the performance of aging bombs must still be answered directly by data from old tests. Because bombs this old were never tested, they say, computer simulations cannot definitively determine the seriousness of new types of changes caused by continued aging….”

    “Assessing the changes can be bewilderingly difficult. The degradation turns symmetrical components shaped like spheres or cylinders into irregular shapes whose properties are a nightmare to model in computer simulations. Inspectors, who typically tear apart one weapon of each design per year and less intrusively check others, find weapons components deteriorating in various ways because the materials age, and because they are exposed to the radioactivity of their own fuel. Even tiny changes in those materials can lead to large changes in bomb performance, weapons designers say.”

Whistling Past the Graveyard

There is, at present, no basis for believing that these and other problems afflicting our aging deterrent — notably the need to introduce new weapons designs to assure its future effectiveness — can be resolved without at least periodic, low-yield nuclear testing. Unfortunately, Gen. Shalikashvili attempts to obscure this reality, reportedly suggesting that the United States can safely forego future testing if only it: increases spending on verification, makes greater efforts to maintain the U.S. nuclear arsenal and conducts a joint review by the Senate and administration every 10 years to determine whether the treaty is still in the Nation’s best interest.

These recommendations miss a central point: The Senate considered and rejected these and similar placebos as wholly inadequate.1 As one of the key figures in those deliberations — Senator Jon Kyl (R-AZ) — observed in a press release after President Clinton received the General’s analysis: “Gen. Shalikashvili’s report simply rehashed the same flawed arguments that failed to persuade the Senate to support the treaty.”

Ditto Gen. Shalikashvili’s shopworn arguments that the CTBT has to be ratified by the Senate in order to slow the pace of global nuclear proliferation. As the Center for Security Policy has documented,2 there is no reason to believe that any nation determined to acquire atomic or nuclear weapons capabilities — and there are many — will actually be precluded from doing so because of the Comprehensive Test Ban Treaty. As the Chairman of the Senate Select Committee on Intelligence, Sen. Richard Shelby (R-AL), testified before the Foreign Relations Committee on 7 October 1999 in connection with his committee’s conclusions about the CTBT:

I’m not confident that we can now or can in the foreseeable future detect any and all nuclear explosions prohibited under the treaty. While I have a greater degree of confidence in our ability to monitor higher-yield explosions in known test sites, I have markedly less confidence in our capabilities to monitor lower-yield and/or evasively conducted tests, including tests that may enable states to develop new nuclear weapons or improve existing weapons.

At this point, I should point out too that while the proponents of the treaty have argued that it will prevent nuclear proliferation, the fact is that some of the countries of most concern to us — North Korea, Iran and Iraq — can develop and deploy nuclear weapons without any nuclear tests whatsoever.

The Bottom Line

The conclusion of Senator Kyl’s press release made the relevant point:

[Gen. Shalikashvili’s recommendations] were rejected by a host of former senior officials, including six former Secretaries of Defense….In light of the stated opposition of President-elect George W. Bush, Vice-President-elect Dick Cheney, Secretary of Defense-designee Donald Rumsfeld, and Secretary of Energy-designee Spence Abraham to the treaty, [Sen. Kyl is] confident that the Senate would not revisit the issue….

“In light of the fact that the Senate has already considered and voted to reject this flawed treaty once, and the incoming President and his team have said they oppose the CTBT, I think it’s important that we focus our efforts on devising a new, more effective strategy to combat the spread of weapons of mass destruction, rather than continuing to rehash the merits of an old treaty that clearly would do more harm than good.




1 See, the Center’s Press Release entitled, Center Releases ‘Truth or Consequences’ Series, Selection of Commentary Providing Senate Key Facts on C.T.B.T. (No. 99-P 114, 12 October 1999).

2See, the Center’s Press Release entitled, Roundtable Summary Shows C.T.B.T. is Defective and ‘Unfixable (No. 00-P 19, 29 Feb 2000).

Secretary Rumsfeld

(Washington, D.C.): George W. Bush’s selection of Donald Rumsfeld to serve as his Secretary of Defense is momentous, not only because of the extraordinary capabilities the nominee will bring to the job, but because of what this choice says about America’s President-elect.

Don Rumsfeld is one of the most accomplished policy practitioners of our time. Like his one-time protg, close friend and colleague, Vice President-elect Dick Cheney, he is a seasoned leader. The two share impressive credentials as White House Chiefs of Staff, Secretaries of Defense and, since leaving Washington years ago, corporate executives in some of the Nation’s best-run and most lucrative companies.

What is more, Secretary Rumsfeld has remained an active and influential figure in national security affairs.1 Particularly encouraging is the prospect that his tenure in the Bush II Pentagon will give policy impetus to the work of two congressionally mandated, blue- ribbon commissions he has chaired: the 1998 panel on the ballistic missile threat and the panel currently finishing up its work on space power.

Deploying a Missile Defense — First From the Sea

Both the President-elect and his Secretary of Defense-designee underscored at their joint press conference on December 28th the impression the findings of the first Rumsfeld commission had made on them and on the debate about national missile defense.

It is no exaggeration to say that, thanks to Mr. Rumsfeld’s leadership, that debate has been wholly transformed by the bipartisan panel’s unanimous finding that — contrary to claims by the Clinton Administration and its politicized intelligence community — the United States is indeed at risk of missile attack from rogue states like North Korea, Iran and Iraq, as well as from Russia and China.

This was an extraordinary accomplishment, noteworthy as Senator Jon Kyl (R-AZ) has observed, both for the commonsensical approach it took to the available evidence, and for virtually immediate turnaround it caused the CIA to make when its contention that such threats would not emerge for at least fifteen years became untenable.

In the wake of the Rumsfeld Commission’s report in July 1998 — and its validation one month later by a long-range, three-stage missile launch over Japan by North Korea, the Congress adopted by overwhelming majorities legislation making it U.S. policy to deploy effective national missile defenses as soon as technologically possible. This creates the bipartisan basis for Messrs. Bush, Cheney and Rumsfeld to fulfill the President-elect’s campaign promise to do just that: On Inauguration Day, the new President should announce that, in six-months’ time, he will begin deploying such a global anti-missile system aboard existing Navy Aegis ships.

In this fashion, the incoming Administration can get defenses that leading Republicans and Democrats alike agree would be more effective, can be deployed faster and at far less cost than the Clinton alternative in Alaska; it can provide protection most quickly to U.S. forces and allies overseas — doing much to allay the latters’ stated concerns; and it can provide ample opportunity for discussions with the Russians and Chinese, but in he context of our impending deployment, not an open-ended excuse for delaying such a step.

Securing and Exercising U.S. Space Power

The work of Mr. Rumsfeld’s present commission is likely to prove no less important. After all, the United States’ future security and economic competitiveness depend critically upon the Nation’s ability 1) to have ready, affordable access to and use of space and 2) to be able, if necessary, to deny potential adversaries the ability to exploit that strategic high ground against U.S. interests.

While this panel’s final report will not be completed until mid-January, it is a safe bet that it will find perilous deficiencies in all these areas. A no-less-sure thing is that this commission’s recommendations will be taken to heart by senior policy-makers.
Recapitalizing and Restoring the Military

A third area on which Don Rumsfeld will be bringing his enormous expertise and authority to bear will involve the Pentagon’s budget and programs. While the President-elect has clearly signaled his determination to pursue defense modernization and reform, it will fall to Secretary Rumsfeld to give him some bad news: There is a $50-100 billion annual shortfall over each of the next five-to-ten years in the funding available to recapitalize the armed forces.

This bill — incurred by deferring for most of a decade needed purchases of modern equipment and spare parts — will have to be paid, even if ways are found to: streamline how the Defense Department does business; make the military more mobile and combat-effective; and reduce the costs of missile defense by using the Navy’s existing infrastructure.

The Bottom Line

The really good news about George W. Bush’s selection of Donald Rumsfeld is that he has — with this key personnel choice — established that he is not only willing to hear such advice, but that he will insist upon doing so. This is a huge development. It may mean that, instead of a national security team dominated by a single personality, whose principal product would likely be a homogenized lowest- common-denominator of policy mush, the new President will get the benefit of the best, and usually, competing ideas concerning the formulation and conduct of U.S. defense and foreign affairs.

Such a process can sometimes appear messy to outsiders, as was the case when the Pentagon’s Caspar Weinberger and State’s George Shultz squared off over arms control, foreign interventions and other matters during the Reagan years. But the fact that President-elect Bush has chosen a man who is “no shrinking violet” to run his Defense Department suggests he himself will not shrink from the hard facts and the best counsel about how to deal with them — and that he is willing to allow the dynamic tension necessary to ensure that is what he gets.

If Don Rumsfeld is now given a free hand — including in the choice of personnel to help him — his nomination means that we will not only have a terrific Secretary of Defense but, in the incoming President and Vice President, men whose good judgment, self-confidence and secure personalities are up to the daunting national security and other tasks that await them.




1In this connection, Secretary Rumsfeld was recognized in 1998 for his lifetime of contributions to the national security with the Center for Security Policy’s prestigious Keeper of the Flame Award.

Rumsfeld II: The Secretary Strikes Back

(Washington, D.C.): In the Summer of 1998, the Clinton-Gore Administration was suddenly traumatized by a man named Donald Rumsfeld. For the preceding five years, its senior officials had been manfully arguing that the Nation faced no threat from ballistic missile attack. They even manipulated the available intelligence data and analyses to support the party line that such a danger would not materialize for at least fifteen years.

For five years, it worked, and the Administration was able to stave off successive efforts by congressional Republicans to deploy anti-missile defenses.

Then suddenly everything changed. A blue-ribbon commission, comprised of members appointed by both Republicans and Democrats and brilliantly led by former Secretary of Defense Rumsfeld, rendered its findings. The Rumsfeld Commission concluded that the evidence and more realistic assumptions made it likely that, in addition to existing threats to the American homeland from Russia and China, the United States would face the possibility of ballistic missile attack from Iran and North Korea within as little as five years of a decision by these rogue states to acquire long-range missiles. Since the U.S. could not be sure when such a decision was taken, the Commission warned that the Nation could have “little or no warning” that a threat was emerging from these quarters.

Within a month, the Rumsfeld Commission’s “second opinion” was confirmed. North Korea demonstrated that it had mastered the capability to design, produce and fly a three-stage ballistic missile. Thanks to this technology, Pyongyang — and anybody dictator Kim Jong-Il cared to share it with — could quickly have an intercontinental range missile capable of attacking the United States with weapons of mass destruction. The debate in this country changed profoundly; today, with the imminent installation of President-elect Bush, the Nation is at last poised to begin deploying defenses against such a threat.

The Nation Faces a Space Power Crisis

Now, the Clinton-Gore team appears to have learned its lesson about Don Rumsfeld. Earlier this year, Congress turned to the former Secretary of Defense once again to lead yet another high-level, bipartisan effort. This one is charged with sorting out the facts and recommending changes with regard to a national policy issue every bit as momentous as defending America against missile threats: This country’s urgent — and growing — need to be able to exercise space power.

Broadly defined, space power requires having assured access to and use of space — and the ability, if necessary, to deny such access and use to potential adversaries. The United States’ dependence upon outer space for both its national and economic security is immense. Prospective adversaries recognize this as a potentially decisive vulnerability; several are working hard at acquiring the means to impede, if not to deny altogether, America’s exploitation of space and/or to use space against us (for example, by acquiring near-real-time intelligence about U.S. force movements) in any future conflicts.

Unfortunately, the Clinton-Gore Administration has left the Nation ill-prepared to exercise space power. Before the Supreme Court took away the line-item veto, Mr. Clinton used it to try to terminate three Defense Department programs that would have afforded some limited capability to operate in and control outer space. Despite its laudable rhetorical policies concerning the need for American space power, the Administration has yet to provide the capabilities needed to implement such policies.

Nowhere is this more true than with respect to the necessary, if not sufficient, precondition to space power: reliable, ready and affordable access to space. The United States today is locked into space launch systems and their large and ponderous infrastructure that have had problems with reliability, are incapable of rapidly placing payloads in orbit and are staggeringly expensive to operate.

The Administration has made matters worse by encouraging the use of foreign launch services. It has, notably, transferred militarily relevant space technology to Communist China so that Beijing can offer access to space to American businesses and other users — effectively precluding the sort of indigenous U.S. launch industry upon which the country’s future economic competitiveness and national security will depend.

Prepare for Another Earthquake

Given the composition of the current Rumsfeld Commission — an impressive array of knowledgeable and thoughtful national security practitioners — and its chairman’s demonstrated leadership abilities, it seems highly likely that their findings about the need for space power will be roughly as momentous as the earlier Rumsfeld panel’s conclusions about the missile threat.

In particular, the current effort will surely conclude that the United States must have the means to get into space whenever the need arises. Done properly, this would mean having access to the exoatmosphere comparable to that afforded by military, or even commercial, aircraft to the endoatmosphere — that is, employing reusable spacecraft on a sortie-like basis. The result would be rapid turn-arounds and costs so low that not even the heavily subsidized expendable launch systems of socialist nations would be able to compete. The technology for such a revolutionary capability and the space power it would afford the United States could be rapidly brought to bear were there a will to do so.

The Bottom Line

Unfortunately, the Clinton-Gore Administration hopes this week to preempt the new Rumsfeld Commission. It intends to sign a bilateral agreement with the Russians that would oblige the United States to provide between thirty days and twenty-four hours advance notice of virtually any space launches. The practical effect of such an arrangement — which the Administration hopes shortly to multilateralize — would be to lock the Nation into the existing way of doing business, precluding sortie-like operations in space and, thereby, creating new bureaucratic impediments to giving such an approach to space access the priority and funds it requires.

This is too high a price to pay for a Clinton “legacy.” The deal with Russia should be put on ice at least until after the current Rumsfeld Commission issues its report in mid-January. All we are saying is give space power a chance.

Clinton Legacy Watch #50 : Stealthy Accord With Ru

(Washington, D.C.): In the waning hours of Bill Clinton’s presidency, his Administration stands poised to sign a bilateral agreement with the Russians that is, at a minimum, inconsistent with long-term U.S. national security and commercial interests. At worst, this accord — called the “Memorandum of Understanding (MOU) on Missile Launch Notification” — will grievously compromise both.

All other things being equal, Secretary of State Madeleine Albright will sign this MOU on Monday, 27 November, with her Russian counterpart, Foreign Minsiter Igor Ivanov on the margins of an Organization for Security and Cooperation in Europe meeting in Vienna. With her signature — and without benefit of congressional debate, Senate advice and consent or public scrutiny — the United States will become legally bound to provide the Russians with “pre-launch and post-launch notifications for launches of ballistic missiles [whose planned flight range is in excess of 500 kilometers or the planned apex altitude is in excess of 500 kilometers].” It will also be obliged, “with rare exceptions,” to give Moscow “pre-launch and post-launch notifications for launches of space launch vehicles.”

Assault on U.S. Space Power

The sort of information exchanges such an accord will require in the name of “transparency” have profound and adverse implications for the United States’ ability to act on the Clinton-Gore Administration’s own space policy. As stated in A National Security Strategy for a New Century released by the White House in December 1999, this policy says:

We are committed to maintaining U.S. leadership in space. Unimpeded access to and use of space is a vital national interest….We will deter threats to our interest in space, counter hostile efforts against U.S. access to and use of space and maintain the ability to counter space systems and services that could be used for hostile purposes against our military forces….We will maintain our technological superiority in space systems….” (Emphasis added.)

In his Annual Report to the President and Congress for 1999, Secretary of Defense William Cohen put an even finer point on what is required: “Access to, use of, and control of space are fundamental to this strategy [i.e., the Department’s strategic vision for the 21st century]….Space systems are an integral part of the deterrent posture of the armed forces, and they confer a decisive advantage upon U.S. and friendly forces.”

Given the inextricable connection between “unimpeded access to space” and the “use of and control of space,” however, one truth should be self-evident: The United States will simply not be able to exercise space power if it must provide between 30 days and twenty-four hours advance notice of space launches to a foreign government — especially one that may prove hostile or at least allied with those who are. To do so would be a formula for compromised operational security, intelligence debacles and probably mission failure.

More to the point, the exercise of space power in the future will require the United States to move in the direction of far less costly, more reliable and more timely — if not actually on-demand — means of getting into space. The Clinton-Gore MOU is at cross-purposes with this wave of the future. To the contrary, this Luddite accord will have the effect of adding layers of unhelpful international bureaucratic rigamarole to the already-too-great impediments (notably, huge boosters that take thousands of people weeks to assemble and launch from a few fixed — and highly vulnerable — launch facilities) that presently preclude ready and efficient access to space.

The Pentagon Non-Concurs’

The genesis of this initiative lies in the 1995 flight of a sounding rocket out of Norway carrying a scientific experiment. The Norwegians sent notification of the launch to the Ministry of Foreign Affairs in Moscow which failed to pass the information on the Ministry of Defense. When Russian sensors detected an ambiguous but potentially threatening situation, the standard procedures were followed, leading to a heightened state of alert and preparations for ordering a retaliatory strike. In the event, the situation clarified itself before any launch orders were issued.

Pressure for “deliverables” for President Clinton’s legacy nonetheless produced an agreement in September 1998 — when he and then-Russian President Boris Yeltsin each found themselves in domestic political difficulty — on a “cooperative initiative regarding the exchange of information on missile launches and early warning.” The first effort to commit the United States to such an arrangement in a legally binding way came a cropper in late 1999, when military and civilian officials in the Clinton Pentagon insisted that only a voluntary agreement would be supportable.

In the months that followed, however, a closely held negotiating effort was mounted without the knowledge of or inputs from virtually any of the relevant Defense Department organizations. Not surprisingly, when word that a legally binding agreement was again in the offing finally came to the attention of responsible figures in the Organization of the Joint Chiefs of Staff and armed services in October 2000, their opposition to the draft accord was strong and virtually unanimous. In fact, the Air Force, Marines and Army and the three-star directorates responsible for plans, policy and requirements in the OJCS all formally rejected it (or, in Pentagonese “non-concurred”). For their parts, the Navy and National Reconnaissance Office expressed strong reservations about the agreement.

While wording changes were belatedly introduced so as to mollify the military, the reality is that these fixes were of limited practical utility and do not begin to correct the underlying reality: Obligatory launch notifications as required by this MOU are ill-advised in the extreme.

The PLNS Agreement’s Serious Defects

Consider a few of the abiding problems with the MOU (emphasis added throughout):



  • It won’t address the ostensible problem. Since most sounding rockets fly over ranges less than 500 kilometers and to altitudes of less than 500 kilometers, they would not be covered by the PLNS MOU. And, since the MOU is bilateral in nature, it will not cover Norwegians, Swedish or other sounding rockets that might alarm the Russians. Furthermore, it is far from self-evident how creating yet another information center (in addition to the already extant Nuclear Risk Reduction Centers) will eliminate an internal Russian data dissemination problem like that of 1995.


  • There appears to be some confusion about whether all space launches have to be pre- and post-notified or not. In one section, provision is made for “rare exceptions”; in another, the language makes reference to the first section but says “all launches of…space vehicles” from a party’s territory are to be notified.


  • Potentially significant new obstacles will be created to commercial innovation and competitiveness: “Each Party shall provide notifications in accordance with paragraph 2 of this Memorandum…of all …launches of ballistic missiles and space launch vehicles owned, possessed or controlled by that Party or by any corporation, partnership, joint venture, association or other legal or natural person (either government or private, including international organizations), organized or existing under the laws of that Party.” Issues about proprietary information add to concerns raised by these notification requirements.


  • It will likely capture future space systems. “If methods are subsequently developed for launching objects into space that are fundamentally different from those which exist at the time this Memorandum enters into force, the Parties will discuss how the PLNS might apply to notifications of such launches.”


  • It will capture missile defenses. Some supporters of the development and deployment of U.S. anti-missile systems take comfort from the other part of Paragraph 3: “Once the PLNS is in full operation, the Parties shall consider the possibility of, and need for, exchanging information on missiles that intercept objects not located on the earth’s surface.” Unfortunately, even if the “arms control process” that will inevitably begin with the promulgation of this accord fails to impose launch notifications on missile interceptors, the fact that the ballistic missiles that are used as targets for such inteceptors will be covered means that the Russians will be able to interpose further obstacles in the way of American anti-missile systems.

    What is more, the notification arrangements that will apply to such ABM tests appear to represent a back-door effort by the Clinton-Gore team and the Russians to foist upon the United States “confidence-building measures” contained in the so-called “demarcation agreements” signed in September 1997 but never submitted to the Senate (out of a legitimate concern that they would be rejected).



  • Space launch concepts that envision allowing forward deployed forces rapidly to launch and, if necessary, to re-launch small, reusable rockets for theater reconnaissance, strike and other purposes are among those that would be effectively foreclosed. “Notification shall be provided by the Party from whose territory that launch is conducted. If the launch is not conducted from the territory of a Party, the Parties shall hold consultations to determine which Party will provide the notification.”


  • The duration is effectively permanent, notwithstanding a withdrawal clause. The MOU “shall remain in force for ten years” and “may be extended by agreement by the Parties…for successive five-year periods.” Although “a Party may withdraw from this Memorandum upon six months written notice…,” as a practical matter — as the ongoing experience with the ABM Treaty demonstrates — exercising this right is so difficult as to render it inoperative.


  • Last but hardly least, this initiative is explicitly envisioned to become part of a multilateral endeavor known as the Global Action Plan that has as its explicit purpose weaning the world from ballistic missile and, even more bizarre, from space launches. “The PLNS and the Joint Data Exchange Center (JDEC) design, when implemented, will create the conditions for the preparation and maintenance of a unified database for a multilateral regime for the exchange of notifications in accordance with paragraph 2 of this Memorandum. The Parties shall seek the participation of other countries in providing such notifications. The Parties shall seek, as soon as possible, agreement on how the PLNS will be opened to the voluntary participation of all interested countries, and shall coordinate this activity with other national, bilateral and international efforts to enhance strategic stability and curtail missile proliferation.

    Unexplained is why the United States should be bound by a legal commitment but others, who may have access to the data the U.S. has to provide, are allowed to participate on a “voluntary” basis.


The Bottom Line

The United States is already suffering from a profound, and potentially quite dangerous disconnect between its stated space policy and its actual capabilities. The Memorandum Mrs. Albright is expected to sign next week will only exacerbate this strategically ominous problem.

For the Clinton-Gore Administration to commit the Nation to an understanding with such long- term and potentially fatal implications at a moment when its mandate has run out and its successor is not yet in a position to express forceful objections is reprehensible in the extreme. It is, of course, hardly coincidental that the Administration is doing so in the Thanksgiving weekend window and during a period when Congress is in recess.

Especially insidious is the fact that the Administration is effectively preempting a congressionally chartered commission chaired by former Secretary of Defense Donald Rumsfeld and tasked with assessing what the U.S. needs to do in space and what America requires to do it. All other things being equal, the second Rumsfeld Commission stands to be every bit as influential with respect to the need to rethink and reorient American policy and capabilities for space power, as was the first panel Secretary Rumsfeld which addressed the long-range ballistic missile threat in 1998.

The Clinton-Gore Administration must not be allowed to get away with this preemptive strike on the Rumsfeld Commission, especially insofar as it would, in so doing, oblige the Nation to adhere to approaches and practices with respect to space clearly at odds with American military and commercial interests in space. Mrs. Albright should be directed to stand down and the Rumsfeld Commission should be given an opportunity to take stock of the implications of this agreement for the recommendations it is preparing and undertake thorough review with the Joint Chiefs of Staff and others about the wisdom of entering into a legally binding agreement on missile launch notification.

2000 Keeper of the Flame Award: Floyd Spence

In the company of over 37 senior military officers — including two members of the Joint Chiefs of Staff, top legislators, senior congressional staff, executive branch officials (past and present), corporate leaders, diplomats and other admirers — Congressman Floyd D. Spence was honored on 27 September by the Center for Security Policy for his lifetime of service to the Nation. In recognition of his achievements, including during the past six years Chairman of the United States House of Representatives Committee on Armed Services, Congressman Spence received the Center’s prestigious “Keeper of the Flame” award for 2000.

In receiving the award, Rep. Spence observed: “People ask me my top priority in Congress, I say ‘Defense’. They say why, and I say, ‘if we are free and secure as a nation, we are provided with an environment that allows us to consider all these other problems we have.'”

Rep. Spence was introduced by last year’s recipient of the “Flame” award, the 32nd Commandant of the United States Marine Corps, General James L. Jones. In addition to praising Chairman Spence’s innumerable contributions to the national security, Gen. Jones briefly summarized highlights of the testimony he and his fellow Chiefs provided earlier in the day before the two Armed Services Committees.

Particularly noteworthy was the emphasis General Jones placed — both on Capitol Hill and at the Four Seasons and, of course, in internal Pentagon deliberations — on the need to address not only the serious problems confronting today’s military but those that threaten the combat readiness and deterrent potential of tomorrow’s armed forces. As he put it in his testimony before the Armed Services Committees: “We are, in essence, continuing to maintain our current status at the expense of future readiness. We are at a point where failure to rectify modernization shortfalls can no longer be ignored.” Gen. Jones used the occasion of the Center event to reiterate his view that a national commitment of at least four percent of Gross Domestic Product to the national security.

Two other featured speakers contributed greatly to the success of the evening:

Rep. Ike Skelton (D-MO), the ranking minority member of the House Armed Services Committee, who served as one of the Co-Chairmen of the Dinner’s Honorary Host Committee and provided a touching tribute to his long-time friend and valued colleague, Floyd Spence. And,

Rep. Tillie Fowler (R-FL), a four-term member of the House Armed Services Committee and, by dint of her role as the Vice Chairman of the House Republican Conference, the senior female legislator in the 106th Congress. Rep. Fowler spoke with great affection of her Chairman and mentor and thanked him for his leadership in making security policy a priority for their colleagues and for our government more generally.

Throughout his career, Congressman Spence has exemplified — and has played an indispensable role in the application of — the principle of “peace through strength.” Under his Chairmanship, the Armed Services Committee has taken the lead in addressing such issues as the “erosion by design” of our nuclear deterrent during the Clinton years, the urgent need for missile defense, the threat of electromagnetic pulse attacks and the need to recapitalize the U.S. armed forces and the defense industrial base.

The elegant black-tie dinner at the Four Seasons Hotel also marked the 11th anniversary of the Center’s awarding of its “Keeper of the Flame” tribute. Previous recipients recognized for devoting their public careers to the propagation of democracy and the respect for individual rights throughout the world have included: President Ronald Reagan, former Secretaries of Defense Caspar Weinberger and Donald Rumsfeld, then-Speaker of the House Newt GingrichGen. Jones, Senator Jon Kyl, Rep. Chris Cox and Steve ForbesFormer British Prime Minister Margaret Thatcher also received the Center’s “Freedom Flame” award.

Among those who joined in celebrating Congressman Spence’s ongoing efforts on behalf of the national security were:

Gen. Michael E. Ryan, Chief of Staff, U.S. Air Force; Gen. Carl E. Mundy Jr. USMC (Ret.), Chairman of the Center’s Military Committee and former Commander of the Marine Corps; Adm. Frank L. ‘Skip’ Bowman USN, Director, Naval Nuclear Propulsion, Major General Edward Hanlon, USMC; Lt. Gen. John Pickler, USA; Hon. Donald H. RumsfeldHon. Solomon P. Ortiz (D-TX); Hon. Christopher Cox (R-CA); Hon. J.D. Hayworth (R-AZ); Hon. Frank R. Wolf (R-VA); Hon. Richard K. Armey (R-TX); Hon Robin Hayes (R-NC), and many others.

Frank J. Gaffney, Jr., the Center’s President, used the occasion to pay a special tribute and call the company’s attention to the plight of Lieutenant Commander Jack Daly (USN), a naval officer who, in the course of safeguarding our security, was severely wounded in 1997 by an unprovoked laser attack from a Russian intelligence ship. Mr. Gaffney noted that, to its lasting shame, the United States government has ever since regarded Commander Daly as an “inconvenient” man — to the point of denying him proper medical treatment for the partial blinding he suffered and even preventing him from gaining access to the medical records he needs to seek help elsewhere. He called upon those present, and indeed, all others who are outraged by this travesty to seek due recognition and redress for Cmdr. Daly.

Summary of the Center for Security Policy’s High-l


2 February 2000 Washington, D.C.

Five days after Secretary of State Madeline Albright announced that former Chairman of the Joint Chiefs of Staff General John M. Shalikashvili, would be spearheading the “Administration’s effort to achieve bipartisan support for ratification of the Comprehensive Test Ban Treaty (C.T.B.T.),” the Center for Security Policy convened a High-Level Roundtable Discussion aimed at illuminating the very issues Gen. Shalikashvili will be exploring.

As the Chairman of the Senate Armed Services Committee, Sen. John W. Warner (R-VA) observed in addressing the Roundtable on “Assuring Nuclear Deterrence after the Senate’s Rejection of the C.T.B.T.,” the proceedings of this session provide an indispensable record for any future debate about the wisdom of ratifying the Comprehensive Test Ban Treaty and the impossibility of fixing’ it.

Among the participants were more than seventy experienced national security practitioners including: two legislators who played, along with Sen. Warner, leading roles in the C.T.B.T. debate, Senators Thad Cochran (R-MS) and Jon Kyl (R-AZ); former Secretaries of Defense Caspar Weinberger and James Schlesinger (Dr. Schlesinger also brought to the discussion expertise acquired during his service as Director of Central Intelligence and Secretary of Energy); President Clinton’s former CIA Director James Woolsey; senior representatives of each of the Nation’s nuclear laboratories including Sandia National Laboratory Director Paul Robinson; and myriad other sub-Cabinet officials, congressional aides and members of the press. The honorary Chairman of the Center’s Congressional National Security Caucus, former House Rules Committee Chairman Rep. Gerald Solomon, and a member of its distinguished Military Committee, General Richard Lawson (USAF Ret.), were also in attendance.

Highlights of the remarks made by the Lead Discussants and other participants in the course of this extraordinary event included the following:

Sen. Kyl Confirms that the Senate’s Acted Deliberately, Responsibly on the C.T.B.T.

Opening remarks were provided by Senator Kyl, one of the Congress’ most astute and influential national security practitioners, who discussed “The Senate’s Action on the C.T.B.T. and the Future of Deterrence.” Senator Kyl explained in detail why the Senate rejected the treaty and briefly described the reasons why the Treaty’s very goals make it uncorrectable. He urged the rejection of the practice of relying first and foremost on negotiating arms control and only then addressing the military capabilities the Nation requires. The Senator recommended instead the time-tested policy of “peace through strength,” complemented where useful with sound, verifiable arms control agreements. Among Sen. Kyl’s most important comments were the following:



  • “We had a brief moment of celebration on the defeat of the C.T.B.T., followed very quickly by a realization that the other side was not going to rest in its defeat but would immediately begin efforts to turn it around, part of the reason because they were so shocked that this actually occurred, and part of it because it is an element of the strategy to continue to deal with the allies and some other countries around the world in a way which promotes peace through paper’ as opposed to peace through strength.'”


  • “I wrote to my colleagues in an effort to remind them of why we actually voted on the treaty….Almost no one could conclude that the treaty should be ratified on the Republican side, and that’s why we got 51 votes against the treaty. But a majority of the Republicans really didn’t want to vote on it….So I tried to remind my colleagues as they returned to Washington of the reasons why we had to end up voting, and I believe that the press to make this an issue right now is perhaps the best evidence of the fact that we had to vote on it. Had we not voted on it, we would be under [an even more intense] full court press right now to fix’ the treaty …to mollify the concerns of those Republicans who [the Administration] needed to vote in favor of the treaty, or not to vote to reject it.”


  • “The [argument that] the Senate didn’t have time….is a false argument in any event. Republicans actually took a whole lot more time. I know, because for week after week after week, I kept bothering them and most of them said, okay, we’ve had enough briefings from you. We’ve had enough conversation. Don’t bother us anymore. No Republican was denied the opportunity to become thoroughly and totally enmeshed and immersed and educated on this issue.”


  • “I think it’s important also to recognize that more time would not have altered some fundamental facts. This treaty was flawed in ways other than at the margins. For example, the Democrats were never willing to confront the fact that the preamble to the treaty outlines the purpose of the treaty, which is complete disarmament under strict and effective international control. Now, this is the real goal of the nuclear activists, but Democrats were never really willing to promote that, and I believe that when one talks about fixing the treaty, the place to start is with the preamble.

    “So let’s start with the general goal of the treaty. Are we really for disarmament, strict and effective disarmament under international control? If we are, then this treaty is our cup of tea. If we’re not, then there’s not a lot of fixing that’s going to modify that basic goal. So you have to start with the goal.”



  • “Apart from the specific flaws in the treaty, and they are many and they are not fixable, you have to go back to two fundamental points. Number one, the treaty would never, even if it were the kind of treaty that could be verified and enforced, would never meet the objective. You’re never going to, by a treaty, prevent a country from developing this kind of capability if it wants to, and the kind of countries that want to, the kind of countries that are doing it, they are already in violation of treaties. Once you possess one of these nuclear weapons, you’re in violation of the NPT. And so the bottom line is that there can be no effective treaty to prevent this. You’ve got to have a defense, as well.”


  • “This entire century has been animated by this debate. Do you rely upon treaties or do you rely upon defense? It’s not a black or white proposition. Both sides agree that there’s some utility in the other. But this administration’s stated philosophy is to rely upon treaties for defense first, and only if you just cannot strike a deal with the other side would you ever want to defend yourself.”

    “Our view, the Reagan view, is peace through strength,’ and once you have developed the ability to defend yourself, then however you can add to that by treaties can be useful. But you first attend to your own defense. That is a fundamental difference here between those who want to rely upon something like the C.T.B.T. and those who are unwilling to do so.”


Senator Kyl’s remarks were followed by brief comments by Rep. Solomon concerning the need for opponents of the C.T.B.T. and similar treaties to stay vigilant because the Clinton Administration, foreign governments (including some of our allies) and other advocates can be expected to mount a renewed push for the ratification of this Treaty. That warning — and the dire strategic implications of such a course of action — was powerfully underscored by a statement prepared for the Roundtable by former Chairman of the Joint Chiefs of Staff General John W. Vessey. Gen. Vessey’s statement said, in part:

“It is unlikely that God will permit us to uninvent’ nuclear weapons. Some nation, or power, will be the preeminent nuclear power in the world. I, for one, believe that at least under present and foreseeable conditions, the world will be safer if that power is the United States of America. We jeopardize maintaining that condition by eschewing the development of new nuclear weapons and by ruling out testing if and when it is needed. Consequently, I believe that ratifying the Comprehensive Test Ban Treaty — an accord that would have imposed a permanent, zero-yield ban on all underground nuclear tests — is not in the security interests of the United States.

Is the U.S. Still Bound by the C.T.B.T.?

The Roundtable next turned to a discussion of “The Status of the C.T.B.T. Following its Rejection by the Senate” led by Douglas J. Feith, Esq., former Deputy Assistant Secretary of Defense and internationally recognized expert on multilateral arms control and other treaties, and Robert F. Turner, a former acting Assistant Secretary of State who specializes in constitutional law and serves as a professor of the University of Virginia School of Law. They eviscerated President Clinton’s assertion that the U.S. is still legally bound by the provisions of the C.T.B.T. — despite its rejection by a majority of the Senate — “unless I erase our name,” noting that such a stance is not supported by either international or U.S. domestic law. Of particular note were the following:


    Dr. Robert F. Turner


  • “As all of you know…last October, with 51 Senators voting in the negative, the Senate refused to consent to the ratification of the Comprehensive Test Ban Treaty. On the afternoon of October 14, during a press conference, President Clinton said, and I quote, We are not going to test. I signed to that treaty. It still binds us unless I go, in effect, and erase our name. Unless the President does that and takes our name off, we are bound by it.’

    “Our question is the current status of the C.T.B.T. as a legal constraint on the United States, and on that issue, I think the President is simply mistaken. While it is true that Senate rejection does not prohibit future consideration of the treaty by this or another Senate, the idea that we are legally bound by the terms of a treaty unless the President somehow formally removes our name from the treaty is silly. Such a theory would suggest that Woodrow Wilson could have made us part of the League of Nations by simply not going back to Paris and removing his signature from the Treaty of Versailles.”



  • “The general principle governing the Comprehensive Test Ban Treaty under international law is that States are not bound by it unless they express their consent to be bound through the solemn act of ratification, approval, or accession. And how each state allocates authority within its domestic political system to make such commitments is almost entirely a matter of internal law normally governed by national constitutions.”


  • “Is it a manifest violation of that provision if the President tries to keep the treaty in force when the United States Senate has not only not given him the two-thirds majority vote necessary for ratification, but has actually given him a majority vote against ratification? The answer is equally clear. I would submit that under international law, the United States is not likely to be held bound by the terms of the C.T.B.T. irrespective of what the President says.”


  • “The clear meaning in the Constitution is that the President may not bind the country to a treaty without the consent of two-thirds of the Senate. The President has taken an oath of office to preserve, protect, and defend the Constitution of the United States….The President [ought] to be more restrained in some of his public pronouncements than has been the case, because he clearly is violating the spirit of the Constitution if he attempts unilaterally to try to obligate the United States to the treaty regime once the Senate has so overwhelmingly rejected a constitutional effort to achieve that result.”

  • Douglas J. Feith, Esq.


  • “There are only two ways to make law in the United States. One is by Congress passing a statute. The other is by treaty. There is no such thing as the executive branch making law by itself….To understand a lot of these debates about the status of the C.T.B.T. and to reinforce the points made earlier, we should all recognize that our Constitution doesn’t allow the President to make law unilaterally. That’s fundamental. And so if the President claims that we are bound under international law in a way that binds the government domestically simply because the executive branch has put its signature on a treaty, we should recognize how offensive that is at the most fundamental level to our constitutional system.”


  • “It’s useful to be clear that when we talk about fixing’ the treaty, there are two ways that one might go about fixing it. One is amending it, and the C.T.B.T. is a multilateral agreement. Under international law, it can be amended only if the amendments are accepted by all of the parties. That, of course, would require renegotiation that would take quite a while….

    “The other way, which some people in the administration have suggested they might want to attempt, is by unilateral reservation or clarification by the United States….I think it’s important that…that the Senate not fall for this. In a multilateral treaty, it is impermissible for a state to ratify, subject to a reservation that is incompatible with the object and purpose of the treaty. And some of the pieces of paper floated by the administration or administration supporters that are possible reservations basically negate the treaty at a very fundamental level.”


Can the C.T.B.T. be Fixed’?

The Roundtable featured remarks by Secretaries Weinberger and Schlesinger on the question “Can the C.T.B.T. be Fixed?” Both of these distinguished civil servants — who, together with former Secretaries of Defense Melvin Laird, Donald Rumsfeld, Frank Carlucci and Dick Cheney, played a decisive role in the Senate’s deliberations on the C.T.B.T. when they wrote an unprecedented joint letter urging its rejection — agreed that the present Treaty is unfixable. They argued, moreover, that a zero- yield, permanent nuclear test ban is manifestly not in the United States’ national interest and noted that, given international support for such a treaty, needed changes to either of those key provisions would be unlikely to be accepted by other parties. Among the most noteworthy points were the following:


    Caspar W. Weinberger


  • “If you look… at what are the purposes that we’re trying to fulfill and what are the goals we’re trying to reach [pursuant to the C.T.B.T.], then the question really becomes: Is there anything that you can do with this treaty that would change the present situation and would still leave our security goals and objectives intact. I frankly don’t think there is, because what this treaty does – – and we should recognize it — is not to ban testing. What this treaty does is ban all effective testing. It says that you cannot test by explosion. You cannot test in the only way that is absolutely certain to give you the results and the answer to the question, “Will the nuclear deterrent work?”


  • “Remember that the United States provides the nuclear deterrent not just for the United States but for a great many other countries, including a large part of NATO and many of our Asian allies and others. So it is far more important, to be perfectly blunt about it, that we know that our nuclear deterrent will work than it is for, say, France or some other country whose nuclear deterrent does not have worldwide implications….


  • “…We have to ask ourselves quite seriously…whether or not the goal of this treaty is basically to disarm the nuclear power that is providing a nuclear deterrent over not just itself, but over many, many countries all over the world. If that is the goal, then let that be said and let us argue that. If nuclear disarmament is what is desired, and some people do talk about it, then you want to have that out on the table and see. This treaty may go quite a long ways toward disarming effectively the nuclear deterrent of the United States. And if that is done in the hope that everybody else will follow suit and we’ll be free of this terrible scourge, fair enough. Let’s discuss it. Let’s have it out on the table.

    “I do not think that that is a legitimate goal. I do not think it’s anything we should endorse. If that is the goal of the treaty, then so much the better that it was defeated, not by a vast right-wing conspiracy but by people who sensibly are concerned with the safety and security of the United States. So these are the things that I think we have to talk about when we talk about can [the C.T.B.T.] be fixed.'”



  • If this nuclear deterrent is to remain part of our strategic concept, and I cannot see how it could be otherwise, then we have to know if it works, and if you want to know if it works, you cannot sign a treaty that forbids effective testing, and that is essentially what we’re being told to do.”


  • “So again, these would be reasons for not trying to fix the treaty but staying with the rejection of it and developing, if we want, computer methods of testing the stockpile from time to time, but always leaving ourselves with the option that if we determine our own security requires it that we can test. And if we find flaws, as we almost certainly will, that we then are able to fix them, so that the world will know that we have a nuclear deterrent not just on paper, not just of a size which ought to be reduced or any of those other things, but we have a nuclear deterrent that if we should ever need it will work.”

  • Dr. James R. Schlesinger


  • “Let me drive home two points. I’m not a real fan of the Test Ban Treaty, but if it’s the determination of this administration to proceed, there are two things that you cannot do: First, make it a permanent treaty, and second, make it zero-yield. I thought that that would be sufficient. Ultimately, the administration decided to go with a permanent treaty and to make it zero-yield and the consequences are that, over time, we cannot have satisfactory confidence in the reliability of the deterrent.”


  • “The chief barrier to proliferation in these last 55 years since Hiroshima has been confidence in the protection offered by the American deterrent. It is the reason, quite simply, that nations like Korea or Japan or, more complicated, in the case of Germany, have not sought nuclear weapons. Because of the NATO agreement, because of the Japan Treaty, because of our agreements with the Koreans, they have not felt the necessity of taking that final plunge. As confidence on their part in the U.S. deterrent wanes over a period of 30, 40, 50 years, what is the likelihood that those nations will refrain from seeking nuclear weapons? I think that it is very modest.”


  • “Can this treaty be saved? The brief answer is No.’ And the reason that the brief answer is No’ is that we cannot go back and amend the treaty. Under international law, we cannot withdraw from that treaty and change any of the necessary characteristics.

    “This treaty could not be amended to permit a fixed limit of term, let us say ten years. Jimmy Carter’s treaty was intended to be for ten years. It could not be amended to permit low-yield testing, which would permit us to understand whether or not nuclear ignition had been reached.”



  • “It certainly was not a political benefit internationally for the Senate to turn down the treaty, but it did so for good reason, which is that those charged with the responsibility should not gamble with the confidence in the U.S. deterrent over time.”


  • “We have been much more fortunate than we ever anticipated in constraining the spread of nuclear weapons….The reason, once again, is the confidence in the American deterrent. Other nations have a greater stake in the reliability of that deterrent than even we do. That is the irony, and one must convey this to them.”


  • “I have not detected any enthusiasm for this treaty on the part even of its military supporters. There are a bit sheepish about it, frankly, other than General Shalikashvili, who has been inserted, again, into combat and will lead, according to the request of Secretary Albright, the charge for the treaty this year. But no one else, I think, that I’ve been able to detect — maybe Dave Jones, another former Chairman — has much enthusiasm. As I indicated earlier, none of the chiefs of service could remember ever having had an explicit agreement on supporting the treaty. This was basically the Chairman…making that judgment for the JCS.”

Sen. Cochran on the Senate’s Rejection of the C.T.B.T. in Historical Context

The Roundtable’s luncheon address was provided by Senator Thad Cochran, who chairs the Senate Subcommittee on International Security, Proliferation and Federal Services and the Senate’s newly created National Security Working Group. Senator Cochran addressed the preposterous inaccuracy of claims that the Senate’s rejection of the C.T.B.T. was animated by “neo-isolationism” and admonished the present Administration for failing to work with Congress while the Treaty was being negotiated. Highlights of Sen. Cochran’s remarks include the following:



  • “There’s been a good deal of criticism of the Senate after the vote charging it with neo-isolationism, or worse….The fact is, the Senate is not an isolationist body. The Constitution takes care of that by making it a joint partner with the administration in the treaty-making process.”


  • ” I don’t think the Senate should apologize for making a decision to reject the Comprehensive Test Ban Treaty. I think some of the most impressive and persuasive discussions and remarks on the subject for why we acted as we did, and properly so, were given by Dr. James Schlesinger when he testified before our Subcommittee on International Security and Proliferation Issues two years ago on the concerns he had….[Senator] Dick Lugar was the other [one] I had in mind. He wrote an op.ed. piece after the [vote on the C.T.B.T.] explaining the Senate’s position and why we acted as we did. I thought it was the most persuasive piece I had read –and is still — on the subject of the Senate’s rejection of the Comprehensive Test Ban Treaty.

    “So I invite your attention to those comments that have been made by others for the intellectual underpinning of our vote on that subject and why it is not a move toward isolationism or a capriciously undertaken act which was irresponsible. It was responsible, because it is a statement of our concern for a strong and secure national security policy and it was on that motivation that the votes were cast.”



  • “One interesting…example of the risks in treaty-making can be found in the Naval Treaties of 1922 and the London Naval Treaty of 1930. These treaties limited the number of ships, their sizes, and the size of their weapons and froze naval fortifications and bases in the Western Pacific, all with the intent to halt a perceived naval arms race following World War I.

    “Now, Winston Churchill became First Lord of the Admiralty in 1939 and he undertook a review of the British navy’s shipbuilding program and the constraints against that program and found these treaties in force and they had been honored by the administrators of the navy and he said, the constructive genius and commanding reputation of the Royal Navy in design had been distorted and hampered by the treaty restrictions for 20 years. All our cruisers were the result of trying to conform to treaty limitations and gentlemen’s agreements.’

    “Of course, he observed that the construction of the Bismarck by Germany and its displacement that exceeded 45,000 tons had numerous advantages that the British navy couldn’t match. The Germans didn’t abide by the treaty, and neither did others. The fact of the matter is, it was difficult then to catch up and to provide for the security of Great Britain and its allies because of the provisions of those agreements.”


Can the Safety and Reliability of the U.S. Deterrent Be Preserved Without Nuclear Testing?

The Roundtable then turned to a central issue in the debate over the Comprehensive Test Ban Treaty: Is the United States able today to ensure that its nuclear arsenal will remain safe, reliable and effective for the indefinite future if it must rely upon methodologies other than nuclear testing to so certify?

The Roundtable was fortunate to have among its participants many of the most knowledgeable and highly respected experts in the field, including top officials from the three national nuclear laboratories with direct responsibility for what is called the Stockpile Stewardship Program (SSP) — the hugely expensive, long-term program intended to develop and field advanced computational and other technologies capable of replicating and obviating the need for underground nuclear testing.

Lead discussants for this portion of the program were Sandia National Laboratory’s Director Dr. Paul Robinson; Dr. Steve Younger, Associate Director of Los Alamos National Laboratory for Nuclear Weapons; Dr. Michael R. Anastasio, Associate Director for Defense and Nuclear Technologies, Lawrence Livermore National Laboratory; and Troy Wade, former Assistant Secretary of Energy for Defense Programs.

Among the topics discussed in this section were: the increased risk to the safety, reliability and effectiveness of the nuclear stockpile in a no-test environment; the technical challenges and serious funding shortfalls that must be overcome before the diagnostic tools being prepared as part of the Stockpile Stewardship Program (SSP) can be brought to fruition; the long timeframe — perhaps as long as twenty years — before the SSP will be ready; questions about the utility of the SSP, assuming it ultimately does come on-line, if it cannot be calibrated with future nuclear tests; and the current and growing impediments to any near-term resumption of testing should the Nation feel the need to do so as a result of the physical deterioration and the lack of a robust readiness program at the Nevada Test Site. The following comments were of particular interest:


    Dr. Steve Younger


  • “I think that the end of the Cold War, while it may reduce our need for numbers in nuclear weapons, has not substantively changed the need for nuclear weapons. Nuclear weapons are still the ultimate defense of the nation. They are still the most destructive weapons ever created. They are still seen by a number of countries, and we saw this with the test of India and Pakistan, as symbols of national legitimacy, as well as instruments of military force.”


  • “Having said that the job we’re doing hasn’t changed in a fundamental way, the way we do that job has very much changed since the end of nuclear testing. The United States developed nuclear weapons the same way people have developed everything from toasters to rocket ships — through a sequence of design, test, and produce. We designed weapons to meet military specifications. We tested them to make sure that they worked. And then we made as many as were required for national defense.

    “Now, the President has not identified a need for a new nuclear weapon design at this time, although he has asked us to maintain the capability to do that. The President has signed and the Senate rejected a ban, a treaty on nuclear testing. Nevertheless, the United States is not testing now, and I think it’s safe to say, at least under this Administration, that there are no plans to test in the immediate future. And we’re not producing weapons. As a matter of fact, it’s not an overstatement to say that Pakistan has a higher weapons production rate than the United States at this time, simply because we are not producing any weapons at all and, presumably, Pakistan is.”



  • “I want to agree certainly with Secretary Schlesinger that if we really want to know it works, test it. You don’t need to be a rocket scientist to figure that out….The issue, the principal issue with Stockpile Stewardship is, can you provide sufficient confidence, can you be good enough in making an estimate of your confidence in the stockpile to maintain the deterrent without testing?”


  • “One of the key issues is sustained support for the [Stockpile Stewardship] Program. The program has never received the…the budget request of approximately $4.5 billion, and been permitted to spend it on stockpile stewardship. One has to be very careful of what actually is included in a budget.

    “The cost of this program has been estimated at about $5.3 billion per year. We have done that exercise several times, and we are reasonably confident of that. We believe that with significant scrubbing we can get that down to about $4.8 billion. We have never really gotten $4.5 billion. We have about a billion-dollar backlog in work that still needs to be done at the production plants and at the laboratories, and we are making some modest stern-way in meeting that.”



  • “[Another concern] is…moral support, I might say, for the people involved in this endeavor. When I came into this nuclear weapons program, I came in because it was something important that I could do for the country, and it was technically very exciting. Over the past year, the laboratories have been buffeted by alleged espionage, by all kinds of safety and other issues. It is not as easy to attract people to the laboratories as it once was. It is, I think, a critical thing for the people to understand from their Government that they are doing something important.”


  • “We have tested all the weapons in the stockpile, but it is not clear that we have sufficiently accurate data and the sufficient quantity of data to enable us to get a quantitative prediction.”


  • “This past year has arguably been the darkest year in the history of the nuclear weapons laboratories for a whole bunch of reasons that have been mentioned. In fiscal year 2000, we expect to hire a total of 75 people at Los Alamos, and that includes everyone from secretaries to nuclear physicists. That is about what we are seeing with attrition, and…basically we are caught between a rock and a hard place — the rock being that we want to keep our most experienced people, the people that have nuclear test and design experience. On the other hand, the hard place is we want to bring in new people so that those experienced people can train them, and that is just difficult.”


  • “No one has ever tried to maintain something forever without testing it….You can do physics, fundamental physics calculations, but you often find that they are relatively simple in what you are trying to calculate.”


  • “We cannot do the integrated systems test. So there is a leap of faith required to rely on the integrated calculations on the new supercomputers which have not been built yet to assess the overall safety and performance of the device. We cannot do that test, and in that sense, the scientific method that has been in place since the time of Galileo…– that is, hypothesis is backed up by experiment — is not accessible to the Stockpile Stewardship Program in the total system performance.”

  • Dr. Michael R. Anastasio


  • “In my mind, the Stockpile Stewardship Program is the best program we at the laboratories could think of to meet the constraints that we are given: How to maintain the confidence in the nuclear weapon deterrent in a world where we are not able to do nuclear testing and a world where we are not doing the development of new nuclear weapon systems. Both of those are key points that we have to remember, and it is both of those things that have been part of the development of [the SSP].”


  • “The weapons were developed during a culture of design, test, and deploy, and now we have a completely different task which has a different set of technical challenges, which is to survey the status of the system, to assess any issues that might come up, make judgments about any actions that may be taken, and then do any kind of refurbishment that is required to keep them going.

    “From a technical perspective, that is a very different task. So we have to care and feed for the things that we have built under an old culture, while we build a new culture that provides a completely new approach technically to how we do this job and the new tools that it takes to do this — with a new generation of people who will never have the experience that the senior people or the experienced people have had certifying a new weapon through a testing process.”



  • “As to where we are, I think…each element of the program has significant technical challenges, but we think not insurmountable [ones] and, of course, each of them has some significant risk as any program does that is working at the cutting edge of technology. So the program has risk, but in fact each individual element of the program has risk….In many ways, the program that has been going for the last 4 or 5 years is one where some things have gone better than we expected and some not as well, and I think it is a program that still has an opportunity for success, but with significant challenges.”


  • “One of the keys is it is about people and high-quality people….It is a race against time because the new program that we have to bring to bear, an important risk-reduction, is if we have the opportunity to exercise the new approach of the newer program while we still have the experienced people from the past still available to be harsh critics of it. We do not ever want to be in a position where our confidence is high and misplaced.

    “I think it is important if we are able to carry out the program in a way that we can overlay the new approaches we take, the new tools we bring to bear in the presence [and] under the critical eye of the experienced people who put the weapons into the stockpile to begin with. So, in some sense, that is a race against time. Can we develop a new generation of high-quality people while we still are new generations, while we still have experienced people around? That in itself has challenges, challenges of potential spies, concerns about mismanagement, potential for changes in contractors at the laboratory, polygraph testing, restrictions on unclassified interactions with scientists in this country and other countries. All of those constrain our ability to get quality people into the program.”


  • Troy Wade


  • “President Clinton, when he forwarded the CTB to Congress, assured Congress that the capability to resume testing would be maintained. It is my opinion that that is currently not the case.

    “First of all, there is no agreement between Congress and the administration about what constitutes the capability to resume nuclear testing. Congress views the plans presented by the Administration as if they were plans developed for a very expensive fire station waiting for a very low-probability fire. To some extent, as budgets decline, the laboratories tend to take that same view. Another thing that has happened is that the Administration through [DoE’s] Defense Programs [organization] and the labs have not helped this by being unable to define the most basic requirements needed to conduct a test.”



  • “What I…believe is the most important…potential requirement for doing a test is to assure that a problem that we have discovered in the enduring stockpile is indeed resolved, and that the safety and reliability of the subject warhead again meets the laboratory standards. I certainly believe based on my personal experience that this is a high-probability event, and I believe we are not prepared to conduct such a test in any rapid meaningful manner.

    “…We are at an impasse. Congress is seeking the absolute cheapest option, while the labs can’t agree over what must be done and what priority it must be [given] and, therefore, the capability to resume testing always falls to the bottom of the priority list.”



  • “As all of you may know, the test support manpower at the Nevada test site in 1990 was about 10,000. It is now around 2,500, and so whatever redundancy was in the system has clearly been gone for some time. We are losing the people, not only the weapons designers that these gentlemen are concerned about, but the field operations personnel that I am concerned about.

    “The subcritical tests are a great step in maintaining that capability, although they are done in a way that does not exercise in the classical sense our ability to resume nuclear testing. That has to do with the certification of equipment, with the certification of people, with the maintenance of some of the kind of instrumentation we would need if it were to be a classic underground nuclear test.’ So I firmly believe that until there is a better definition of what the capability to resume testing really means, that what we now have will continue to erode, and that the continued maintenance of the enduring nuclear stockpile is at risk.”


  • Dr. Paul Robinson


  • “In my testimony [before the Senate on the C.T.B.T.], I had made the reference that a new modern automobile has about 6,000 parts that come to the assembly line and are all built together in the finished product. That is about the same number or part-count in a U.S. nuclear weapon. Now, the technology does ratchet up somewhat higher and is somewhat more unique than automobile mechanics, but I also said in the testimony that I could affirm with no caveats that [when it comes to] the performance of high-technology devices — whether it is cars, airplanes, medical diagnostics, computers, or nuclear weapons — testing is the preferred methodology to evaluate its reliability and performance.”


  • “Let’s consider an auto assembly plant….The assembly line begins, and it concludes at the far end with an individual coming out and pouring a small quantity of gasoline into the car. Then an individual jumps into the seat and turns the key. Nineteen out of 20 times, the car starts, sounds okay. They drive it outside to park it until it has moved to the delivery point. In that 1 out of 20, it goes to what is called a rework area.

    “In the rework area, they investigate what exactly what left out that caused a problem or caused nothing to happen…and in the majority of cases, the feedback that goes back to the line involves personnel, new personnel, somehow changed personnel, someone was ill, someone was on vacation, someone else substituted for them, and they made mistakes. Now, that feedback is crucial. Otherwise, everything that came out is likely to have those same mistakes.

    “What I would like to do is speculate with you for just a minute. What would happen if by treaty we said I am sorry, you may not take that final step of testing it by turning the key? My guess is that even though we would not be allowed to measure it, all the cars have been towed out to stockpile somewhere, that in reality soon after you invoke that, I would bet close to 19 out of 20 would still start when you needed them, and that is sort of where the U.S. began this moratorium with its stockpile, a very good condition.

    “But let’s speculate how that might change over time. Without feedback to the individuals involved, as mistakes creep in, no one is going to notice. So you will continue to go. Certainly, I believe your confidence would erode and I think each of us could make our own guess as to whether the actual reliability would erode. Let’s consider a larger period of time…– 15, 20 years, since the people who are the responsible designers for nuclear weapons are mid- to late- career by the time they get that responsibility. The original people are gone. Now we have replaced lots of people in the factory in the assembly.

    “The original folks when you had a process of closing the loop with feedback have not retired. Do you think you could count on 19 out of 20? I dare say not….I believe under these conditions, you might have 10 out of 20, 5 out of 20.”



  • “The more basic question is why would anyone want to place anything important at such a risk, with such a process. Everyone who testified, the Administration witnesses, the Chairman of the Joint Chiefs, the Secretary of Defense, all three lab directors said the United States must rely on its arsenal of nuclear weapons to preserve our national security for the foreseeable future. If we accept that that is going to be the thesis, why would you add risk to that process?”


  • “One problem comes to mind, and that is, if no tests are allowed, how can you be sure that you have achieved success in that process? Certainly, being trained as an experimental physicist and even though I have a lot of friends who are theorists, I have always preferred predictions of what was going to happen by my theorists rather than “postdictions.” In this phase, we are only doing postdictions of tests that took place in the past and modeling to those.”


  • “If the United States scrupulously restricts itself to zero-yield, while other nations may conduct experiments up to the threshold of international delectability, we would be at an intolerable disadvantage. I still believe that is the crux of the argument.”

  • Discussion

    The following were among the most interesting comments expressed by Roundtable participants in the give-and-take that ensued:


  • “A system that requires a successful hit-to-kill test of a ballistic missile defense system and at the same time does not require a test to validate any Stockpile Stewardship Program strikes me as there being a clear imbalance. I would argue that a Stockpile Stewardship Program is probably as complex a thing as the totality of a missile defense system working, and yet I don’t believe this country would deploy a ballistic missile defense system based upon a computer simulation or any number of experimental demonstrations of subsets of that system. They would require a test of the whole system to demonstrate that it works, and it seems to me that a nuclear test is the ultimate validation of any Stockpile Stewardship activity, and yet…it is not [currently] required as part of any Stockpile Stewardship Program.”


  • “The bottom line…was the fact that [a blue-ribbon commission assigned to examine the adequacy of the nuclear weapons production complex that was chaired by Dr. John Foster] noted that there was no coherent plan within the Department of Energy, within the laboratories, within the plants to bring on board people and train them in a time sufficient to replace those who are going to retire. We called upon the laboratories and the plants to put a plan in place so that anyone could walk in and see…the rate of attrition due to retirement or people going off to other programs was sufficient and…[that] the hiring rate was sufficient to replace that attrition, taking into account that according to the laboratories, according to the plants, many of these skill areas take 5 years of hands-on practice before you should trust the judgment of these people in a training program.”


  • “Fifteen years ago when we were still testing and trying to prepare for the possibility of no testing, a couple of suggestions were made. I would just like to resurface them because the older you get, the fewer the people around that remember it….One was could we demonstrate from first principles that you could not do [stockpile stewardship without testing]….Would it be worthwhile to have an effort, sort of a first principles-like effort, to determine whether this thing could even succeed? Because we are going to invest somewhere between $50 and $100 billion in this thing. It would be nice to know if we are up against some truly fundamental uncertainties, the uncertainty principle applying in a bad way for us as an example.”


  • “A commitment was made [in] 1995 [to] a certain level of support of the Stockpile Stewardship Program. I remember that in some detail. It was $4.5 billion and not much different from that without the new production reactor and with inflation adjustments. Since that time, it has become $4.5 billion with tritium production; $4.5 billion without any inflation; $4.5 billion with material disposition and pit disassembly; and $4.5 billion now with some sort of [additional funding wedge] for NIF, [assuming] NIF is going to come — it would have to be fixed.

    “And I have to mention now, a [further, uncosted] bill so far from the President’s National Economic Council, which… seems to me…in their report [concerning]…the exposure of the workers in the atomic industry…[to] come very close to saying that anybody that was exposed to radiation that could cause cancer or any other health problem will be compensated by the U.S. Government. And guess what program that is going to come out [of]?”


Must the Deterrent be Modernized?

In light of the evident difficulty — if not the sheer impossibility as a practical matter — of introducing new nuclear weapons into the U.S. arsenal without first subjecting them to realistic underground tests, the concluding portion of the Roundtable focused on the question of whether it was likely that such modernization might be required at any point in the future. This topic takes on even greater importance in light of the contention by some of the Comprehensive Test Ban Treaty’s proponents that, even if modernization could be accomplished without further testing (e.g., the adaptation of an existing weapon like the B-61-11 to provide a modest earth-penetrating capability), the C.T.B.T. prohibits such a step.

The lead discussants were former Clinton Director of Central Intelligence James Woolsey; Dr. Robert Barker, former Assistant to the Secretary of Defense for Atomic Energy; former Principal Deputy Assistant Secretary of Defense for International Security Policy Ambassador Robert Joseph; and Dr. Dominic Monetta, a former Assistant Secretary of Energy responsible for the New Production Reactor program.

They and other participants agreed that world conditions, U.S. national security requirements and the future status of the Nation’s aging stockpile dictate that modernization of the arsenal will be required. This requirement can only be met with a resumption of at least limited nuclear testing.

The areas in which such modernization seems likely to be most needed include: the requirement for a robust earth-penetrating nuclear weapon, capable of holding at risk rapidly proliferating and threatening facilities being deeply buried by rogue states and other potential adversaries; assuring the future effectiveness of the Triad of land-, sea- and bomber-based nuclear forces; and enhancing the U.S. theater nuclear forces’ deterrent capabilities. An important appeal was also heard for a concerted effort to recruit, train and retain the personnel needed to manage large-scale construction programs that will be essential if the Nation is to meet future plutonium “pit” manufacturing, tritium and other requirements associated with the maintenance of a safe, reliable and effective nuclear deterrent. The following were among this portion of the Roundtable’s most insightful comments:


    James Woolsey


  • “I think as far as maintaining a general nuclear deterrent against halfway rational states, such as the old Soviet Union, and those countries in today’s world, Russia, China, Iran, Iraq, North Korea, who either have or will have nuclear weapons in relatively short order, ballistic missiles to carry them and within probably 5-to-10 years in the case of the rogue states, [will be] able to reach the United States, I think our deterrent, particularly Trident, is reasonably well-constructed and some reasonable number of Trident boats at sea is a force that puts us in a position to do what needs to be done by way of maintaining a deterrent.”


  • “It seems to me the new world we are moving into of post-Cold War, particularly with the three rogue states, with China’s future uncertain and with Russia’s future uncertain, however, levies at least one added requirement on the nuclear stockpile, and that would seem to me to be a thoroughly reliable and highly capable earth-penetration munition.


  • “I think we have to look at the fact that underground construction technology has taken off over the course of the last couple of decades, and tunneling and digging equipment and technologies are available from companies all over the world, Europe, Asia, that can do an extraordinarily good job of digging and hardening deep underground facilities. It is not only the Yamantau Mountains [in Russia] that we need to think about. It is also what Iraq and Iran and North Korea have and are putting under ground.

    “There is a great deal of premium in going underground. Partially, it hides whatever you are doing in those facilities from reconnaissance satellites. Partially, though, it gives you a place to put work on weapons of mass destruction where it may well not be able to be discovered, but certainly not effectively targeted by conventional weapons.”



  • “In dealing with states such as North Korea and Iran and Iraq, especially North Korea and Iraq, I would say, one really cannot apply the same type of test of halfway rationality that one applied to the dealings [with the Soviet Union] in the Cold War….I think there can be in some circumstances with halfway rational states some utility and some types of arms control agreements, but with the likes of an Iraq or a North Korea, there is none.


  • “One is dealing with in the case of Iraq one of modern history’s most murderous thugs and in the case of North Korea with a gentleman who is sort of a cross between Caligula and Baby Doc Duvalier. In dealing with individuals and polities that are so guided, one really is whistling in the dark to talk about deterring what they will or might do with weapons that cannot reach what they hold most dear, and what they hold most dear is not their people, is not their cities, is not really even most of their military forces. It is those who surround them and make possible their continuation in power, and the instruments of state power which can be used against their own people in the case of Iraq, for example, or their neighbors or us in ways that strike terror.”


  • “I think the only effective way that one could in the case of a state such as North Korea or Iraq or again in the future, let’s say, with a Russia gone terribly sour could effectively deter the threatened use, quite possibly not the use, but threatened use is bad enough for many purposes, a threatened use of weapons of mass destruction is for that state to know fully well, clearly, and solidly, that there is no place they can hide — as [in], I guess it was Joe Lewis said of one of his opponents, He can run, but he can’t hide.’

    “They have to know absolutely certainly that however deep they dig, however much effort, time, and expense they put into hard and deep underground facilities, the United States can hold them at risk. Now, I think our need to do that might be somewhat mitigated if we had an effective and, to my mind, that means space-based ballistic missile defense system, but, nonetheless, even in those circumstances, the need to hold such facilities at risk would not go away.”


  • Robert Joseph


  • “[Concerning] those states that we need to think about in terms of deterrence, I would begin with Russia. For a variety of reasons, we may wish to ignore or cleverly spin’ what the Russian leadership says about us and how they see the world — but if we do so, we do so at our own peril….Even more disturbing than the words are the turbulence and the growing dysfunction of the government in Moscow. Even among those who discount what Russian leaders are saying, most would agree that the strategic uncertainties regarding Russia are staggering.”


  • “Few would venture to forecast where Russia will be politically in five years or even in one year. Yet most would predict that Russia will continue to possess a large nuclear stockpile for the foreseeable future. While their strategic force level will likely shrink as a consequence of resource limitations, the overall posture will continue to number in the thousands.

    “Indicative of this reliance on nuclear weapons for both defense planning and declaratory policy is the recent announcement of an across-the-board increase in R&D as well as a start of production of new tactical weapons. Reportedly, there is also a revised doctrine for the employment of these weapons that lowers the threshold for use in light of the desperate condition of Russia’s general purpose forces. This revision would be consistent with Moscow’s earlier reversal on no-first-use. In sum, Russia is doing what it can to maintain as much nuclear capability as it can, expending very scarce resources on deploying a new mobile missile, keeping heavy MIRVed missiles in the field, and retaining a massive infrastructure an order of magnitude greater than our own in terms of numbers of personnel and the capability to produce new warheads.”



  • “There is a consensus that countries such as North Korea, Iraq, and Iran — those that our State Department refers to as “rogues” — represent a growing threat, especially as they acquire weapons of mass destruction. These states define the United States as the enemy without any reservation….

    “As a rule, these states are more risk-prone than was the former Soviet Union. Moreover, as [Dr.] Keith Payne has pointed out in his work, the conditions that we always valued in our Cold War deterrent relationship — such as effective communications and mutual understandings — are not likely to pertain with these countries. In addition, and again different from the past when the West sought to deter the Warsaw Pact from projecting force outward, these rogue states see as their task deterring us from intervening in their regions. As a consequence, the symmetry of the East-West relationship is absent.

    “Finally, given the West’s demonstrated conventional superiority and their knowledge that they will lose on a conventional battlefield, the rogues see NBC weapons as their preferred tool of asymmetric warfare — their best means by which to achieve victory, either through the threat of large casualties or the actual application of force to accomplish this end. In other words, instead of being weapons of last resort, NBC weapons are becoming weapons of choice — making deterrence essential on our part.”



  • “China [is] the state that in my view poses the greatest strategic uncertainties. Unlike Russia — a country in decline — China is an emerging power, in Asia and perhaps globally. However, like Russia, China’s political future is unstable.

    “Here again, perhaps the best we can do is note what Chinese leaders are saying as well as what they are doing. Even more forcefully than in Russia, the Chinese are declaring the United States to be a threat to their own national security and to global stability….All of this and more, of course, is from a state that has checked every box when it comes to demonstrating rogue behavior, whether in the treatment of its own population, or aggression against its neighbors, or support to proliferation programs of states, or the use of force to intimidate others.”



  • “On modernization, the Chinese determination to develop a more robust nuclear arsenal is clear….the scope of the Chinese program reflects a long-standing commitment to improve their nuclear capabilities. The acquisition of MIRV and solid fuel technologies, the deployment of increasingly longer-range mobile missiles, the development of neutron warheads, all indicate a broad-based, and well-financed nuclear modernization program….China has started to construct a new submarine to carry longer-range missiles with warheads based on the design of the Trident W88. This capability will permit the Chinese to target US nuclear forces for the first time.”


  • “In a Russian context, in which an unstable and potentially hostile state possesses a large nuclear force, much of how we practiced deterrence in the past remains relevant. For example, deterrence — while more in the background — will continue to be based primarily on the prospect of unacceptable damage from retaliation. Strategic defenses in a deterrent context, as opposed to accidental and unauthorized launch, will not be a major factor given the size and sophistication of the Russian force, even at very reduced levels.

    “Our strategic offensive forces will need to remain survivable, effective and responsive. For this reason, all three legs of the Triad — ICBMs, SLBMs, and bombers — retain their value for the same reason they did before, namely the synergy that provides flexibility to our leadership, that enhances survivability and that complicates defenses.”



  • “In the field of arms control, we need to avoid measures that, although advocated in the name of promoting safety and stability, would actually undermine confidence and deterrence. Most important, we need to take a long-term view. Politically, we should take care not to perpetuate as official policy the concept of mutual assured destruction with Russia. Promoting this concept — which is grounded in the suspicions and distrust of the Cold War — inevitably has a very corrosive effect on how we perceive each other.”


  • “With regard to the rogues, the prescription is much different. Here, deterrence — and especially deterrence of their use of weapons of mass destruction — is central. But the concept and practice of deterrence in a regional setting bears little resemblance to how we have thought about deterrence in the past. Mutual assured destruction has no relevance with regard to North Korea, Iraq or Iran.

    “Moreover, effective deterrence must be based both on the threat of punishment and on denial, that is the capability to deny the adversary the utility of his weapons of mass destruction. Here, counterproliferation capabilities such as improved passive defenses, as well as counterforce means such as deep underground attack weapons, play a central role in deterrence. Also, and especially in light of the proliferation of long-range missiles, theater and national missile defenses are key.”



  • “For theater nuclear forces — which may take on much greater deterrence significance given the continuing spread of weapons of mass destruction and longer-range missiles — the situation is even more stark. Specifically, there has been no decision to ensure dual-capability in the next generation of tactical aircraft, and there is no planning for a next generation of a sea-based nuclear land-attack missile.”


  • “New warheads may also be required for the deterrence of regional NBC threats. This is a different challenge and it requires us to hold at risk different targets. For example, we may very well need to develop a new warhead to attack hardened, deeply buried facilities such as those being constructed by rogue states, as well as very accurate, low-yield, low-altitude burst weapons for use against biological facilities.”

  • Dr. Dominic Monetta


  • “What we have essentially, is a requirement to build new facilities, and those new facilities are going to have to be built within a very, very constrained budget….The fact [is] that we need about $5.3 billion. What we really will get is $4.5 billion, maybe, but not more than that.

    “Consequently, we have an Achilles’ heel that we tend to overlook, and that is the construction line-item budget of the Department of Energy. That particular construction line-item budget that centers around the defense program work tends to get competed inside of the Department of Energy with everything else the Department of Energy is doing. Now, that bubbles up and it goes through the policy shop and it then goes through the Comptroller and then it gets reported out. When it hits the subcommittees on the Hill, it gets competed against everything else that the Federal Government wants to build, including earthen dams. What we wind up with is an interesting inability to actually bring online any major construction line items of over $400 million that has a heavy R&D component in them.”



  • “Now, we are pretty good at constructing from zero to $100 million dollars and reasonably good at $100 million to $400 million, however when we get above 400 million, our track record is dismal. I contend the reason for that is because we do not grow our own construction line-item project managers. The reason we have to grow them is because we have to inculcate them into the culture and the society with all of the tribal cues that we have lived with for the last 50 years.

    “You cannot bring in a project manager from an architectural engineering firm or an engineering construction firm, no matter how good he or she is, who has just built a $700 million dollar petrochemical facility in Thailand successfully and expect him or her to build a NIF or a MESA or a computing facility or DARHT or whatever because they have to live inside of this particular cultural milieu that is difficult to understand from the outside. I contend, it is almost impossible — and we tend to overlook it because we have been inside that society all of our lives and have internalized all these cues.”



  • “Tritium production is a good example. We have been wrestling with that for the better part of 12 years. K-Reactor was originally designed and built by Dupont to run for 5 years. We closed it down after it was 35 years old because that reactor did not have a containment vessel, however we spent $1.2 billion trying to fix it. Then we moved onto the New Production Reactor, and we were on time and on schedule, but we wound up having the end of the Cold War befall it, with all of the assumptions that came with the fact that we had won and we do not have any more enemies — Hallelujah, but not true.

    “Tritium production is a good harbinger of the problem we have got. We tried to build a reactor, and we did not get that done. We tried to build an accelerator to do that production, and that particular project is dying. We are now talking about trying to put what the NRC likes to call foreign material’ in a commercial reactor to make tritium. This is going to produce some very interesting problems with the NRC when it finally gets officially tabled and they have to discuss it. The ACRS will ask for a probable risk assessment which will take 3 years. So they will blow their schedule as far as tritium being available because that risk assessment has never been attempted before and it is very difficult to do because there are more variables than we know how to deal with.”



  • “So the bottom line is that we need to grow some highly qualified project managers who can carry these major projects successfully through, on time and within cost, so that we don’t wind up with a situation that every time the [congressional] subcommittee sees us, they flinch because it is going to be $150 million dollars more than the last time. The Super Collider is a good case in point, that reflects the nature of our business because we have such a very large R&D component in our construction line items. It is not like building a petrochemical facility where everything is fully described. It is in designing a unique facility where we are actively doing the R&D in parallel, like NIF and APT, where the difficulties arise.”

  • Dr. Robert Barker


  • “If you are going to replace one capability with another, you want to do some kind of calibration to determine that the two techniques are going to give you the same answer. There is no scientist in the world who is going to throw out his standard without determining that the replacement is going to give him the same answers as the one replaces [it]….If somebody wants to get rid of nuclear testing, we should have put a system in place and demonstrated that it gave the same answers before we abandoned nuclear testing. We have not done that, and without any qualms whatsoever, I say responsibly we should be testing now.”


  • “George Bush, on his next-to-last day in office — January 19, 1993, only 7 years ago — sent a report over to the Hill….He was responding to a thing called the Exon-Hatfield-Mitchell legislation which would have allowed him to do 15 tests before stopping all testing. Basically, what President Bush [said] is “No, that won’t do it. Fifteen tests will not meet the [requirement]. We need to test as long as we have nuclear weapons. This [was on] January 19, 1993 –not 1950, not 1960, not 1970, 1993.”


  • “He said first, regarding weapon safety:…Today’s stockpile is safe, but it could be safer, and we ought to have weapons — safer weapons on the shelf to replace the ones we have when they are no longer reliable, so that we are replacing today’s safe weapons with even better safer weapons.


  • “Second, President Bush said that nuclear weapon testing was important to increase predictive capability. That is stockpile stewardship. There was a program ongoing at that time whose objective was that some day one might be able to have the capability, with a combination of laboratory facilities and calculations, to do the job that nuclear testing does today. But the program that was ongoing when testing stopped allowed you to do the tests side-by-side with the development of the new techniques to let you know whether they worked or not…. The calibration of stockpile stewardship is a critical thing. How can you possibly depend upon it if you cannot determine they are going to give you the same answer that nuclear testing would give you?”


  • “The third area that President Bush mentioned was testing for the reliability of nuclear weapons. What we used to do is go out and take one weapon of one weapon type out of the inventory each year and test it. The laboratories always assured us it was going to work, and lo-and-behold, it did work, of the ones we tested. That is not to say every weapon tested the way the laboratory said it would, but when the stockpile confidence tests were done, they worked, but we have not done one of those tests since 1990 or 1991. So it is approaching 10 years since we have randomly taken a weapon out of the stockpile and said fine, you guys assure us it is okay, but let’s just see, let’s just feel good about it.”


  • “The fourth area mentioned by President Bush for testing had to do with nuclear weapons effects. We have heard talk about rogue states, proliferation, et cetera. We have got China. Bob mentioned the concerns about China, the concerns about a future Russia. We need to be sure that our conventional hardware has a chance of surviving in one of nuclear detonation environment. We have not been able to do those kinds of nuclear weapons effects tests for — again, it is probably 10 years at least since the last one of those tests was done…We have gone through that before, too, and convinced ourselves at least a decade ago that no degree of calculation or simulation would give us the same degree of confidence as the amalgamation of these [weapons effects] tests.”


  • “I maintain those same four reasons are as valid today as they were when President Bush made that statement….By some fate of history in this 7-year period, we have gone from a period when the President said we need to be doing nuclear tests routinely as an integral part of our nuclear weapons program to a period where somehow or another we are now embarrassed to say we might need a nuclear test at some point in the future, and that is wrong.”

Center Roundtable Shows Why C.T.B.T. Cannot Be ‘Fixed,’ Nuclear Testing is Required for Safe, Reliable Deterrent

(Washington, D.C.): Five days after Secretary of State Madeline Albright announced that former Chairman of the Joint Chiefs of Staff General John M. Shalikashvili, would be spearheading the “Administration’s effort to achieve bipartisan support for ratification of the Comprehensive Test Ban Treaty (CTBT),” the Center for Security Policy convened its latest High-Level Roundtable Discussion aimed at illuminating the very issues Gen. Shalikashvili will be exploring.

As the Chairman of the Senate Armed Services Committee, Sen. John W. Warner (R-VA) observed in addressing the Roundtable on “Assuring Nuclear Deterrence after the Senate’s Rejection of the CTBT,” the proceedings of this session provide an indispensable record for any future debate about the wisdom of ratifying the Comprehensive Test Ban Treaty and the impossibility of ‘fixing’ it. (The Center’s President, Frank J. Gaffney, Jr. informed the more than seventy participants, moreover, that Gen. Shalikashvili had requested — and would receive — a forthcoming summary of the Roundtable’s discussion.)

Among the participants were more than seventy experienced national security practitioners including: two legislators who played, along with Sen. Warner, leading roles in the CTBT debate, Senators Thad Cochran (R-MS) and Jon Kyl (R-AZ); former Secretaries of Defense Caspar Weinberger and James Schlesinger (Dr. Schlesinger also brought to the discussion expertise acquired during his service as Director of Central Intelligence and Secretary of Energy); President Clinton’s former CIA Director James Woolsey; and myriad other sub-Cabinet-level officials, congressional aides and members of the press. The honorary Chairman of the Center’s Congressional National Security Caucus, former House Rules Committee Chairman Rep. Gerald Solomon, and a member of its distinguished Military Committee, General Richard Lawson (USAF Ret.), were also in attendance.

Highlights of the Discussion

Opening remarks were provided by Senator Kyl, one of the Congress’ most astute and influential national security practitioners, who discussed “The Senate’s Action on the C.T.B.T. and the Future of Deterrence.” Senator Kyl explained in detail why the Senate rejected the treaty and briefly described the reasons why the Treaty’s very goals make it uncorrectable. He urged the rejection of the practice of relying first and foremost on negotiating arms control and only then addressing the military capabilities the Nation requires. The Senator recommended instead the time-tested policy of “peace through strength,” complemented where useful with sound, verifiable arms control agreements.

Senator Kyl’s remarks were followed by brief comments by Rep. Solomon concerning the need for opponents of the CTBT and similar treaties to stay vigilant because the Clinton Administration, foreign governments (including some of our allies) and other advocates can be expected to mount a renewed push for the ratification of this Treaty. That warning — and the dire strategic implications of such a course of action — was powerfully underscored by a statement prepared for the Roundtable by former Chairman of the Joint Chiefs of Staff General John W. Vessey. Gen. Vessey’s statement said, in part:

It is unlikely that God will permit us to “uninvent” nuclear weapons. Some nation, or power, will be the preeminent nuclear power in the world. I, for one, believe that at least under present and foreseeable conditions, the world will be safer if that power is the United States of America. We jeopardize maintaining that condition by eschewing the development of new nuclear weapons and by ruling out testing if and when it is needed. Consequently, I believe that ratifying the Comprehensive Test Ban Treaty — an accord that would have imposed a permanent, zero-yield ban on all underground nuclear tests — is not in the security interests of the United States.

The Roundtable next turned to a discussion of “The Status of the CTBT Following its Rejection by the Senate” led by Douglas J. Feith, Esq., former Deputy Assistant Secretary of Defense and internationally recognized expert on multilateral and other arms control agreements, and Robert F. Turner, a specialist in constitutional law who is currently a professor of the University of Virginia School of Law and a former acting Assistant Secretary of State. They eviscerated President Clinton’s assertion that the U.S. is still legally bound by the provisions of the CTBT — despite its rejection by a majority of the Senate — “unless I erase our name,” noting that such a stance is not supported by either international or U.S. domestic law.

The next portion of the Roundtable featured remarks by Secretaries Weinberger and Schlesinger on the question “Can the CTBT be Fixed?” Both of these distinguished civil servants — who, together with former Secretaries of Defense Melvin Laird, Donald Rumsfeld, Frank Carlucci and Dick Cheney, played a decisive role in the Senate’s deliberations on the CTBT when they wrote an unprecedented joint letter urging its rejection — agreed that the present Treaty is unfixable. They argued, moreover, that a zero-yield, permanent nuclear test ban is manifestly not in the United States’ national interest and noted that, given international support for such a treaty, needed changes to either of those key provisions would be unlikely to be accepted by other parties.

The luncheon address was provided by Senator Thad Cochran, who chairs the Senate Subcommittee on International Security, Proliferation and Federal Services and the newly created National Security Working Group. Senator Cochran addressed the preposterous inaccuracy of claims that the Senate’s rejection of the CTBT was animated by “neo-isolationism” and admonished the present Administration for failing to work with Congress while the Treaty was being negotiated. He also drew worrisome parallels between the CTBT and the London and Washington Naval Agreements of the 1920s and ’30s which served to restrain the democracies’ ship-building programs while Germany and Japan flouted their terms, building larger and more powerful navies that had to be dealt with subsequently by the allies at great expense in terms of both in lives and national treasure.

The last two portions of the Roundtable dealt with the technical details of the CTBT and the nuclear deterrent. The first of these addressed the question “Can the Stockpile Stewardship Program Assure the Deterrent Without Testing?” and was led by Dr. Paul Robinson, Director, Sandia National Laboratory, Dr. Steve Younger, Associate Director of Los Alamos National Laboratory for Nuclear Weapons, Dr. Michael R. Anastasio, Associate Director for Defense and Nuclear Technologies, Lawrence Livermore National Laboratory and Dr. Troy Wade, former Assistant Secretary of Energy for Defense Programs.

Among the topics discussed in this section were: the increased risk to the safety, reliability and effectiveness of the nuclear stockpile in a no-test environment; the technical challenges and serious funding shortfalls that must be accomplished before the diagnostic tools being prepared as part of the Stockpile Stewardship Program (SSP) can be brought to fruition; the long timeframe — perhaps as long as twenty years — before the SSP will be ready; questions about the utility of the SSP, assuming it ultimately does come on-line, if it cannot be calibrated with future nuclear tests; and the current and worsening difficulties in resuming testing rapidly if the Nation chooses to do thanks to the physical deterioration and lack of a robust readiness program at the Nevada Test Site. Grave concern was expressed by a number of participants about the immense difficulties the nuclear labs, the test facility and what remains of the nuclear weapons production complex (as one participant noted, Pakistan is producing more nuclear weapons today than the U.S.!) are experiencing with respect to retaining and recruiting competent physicists, engineers and other highly skilled employees.

The final section of the Roundtable addressed the question: “Must the Deterrent be Modernized?” The lead discussants were former DCI Woolsey; Dr. Robert Barker, former Assistant to the Secretary of Defense for Atomic Energy; former Principal Deputy Assistant Secretary of Defense for International Security Policy Ambassador Robert Joseph; and Dr. Dominic Monetta, a former Assistant Secretary of Energy responsible for the New Production Reactor program.

They and other participants agreed that world conditions, U.S. national security requirements and the future condition of the Nation’s aging stockpile dictate that modernization of the arsenal will be required. This requirement can only be met with a resumption of at least limited nuclear testing.

The areas in which such modernization seems likely to be most needed include: the requirement for an earth-penetrating nuclear weapon to hold at risk rapidly proliferating and threatening facilities being deeply buried by rogue states and other potential adversaries; assuring the future effectiveness of the Triad of land-, sea- and bomber-based nuclear forces; and enhancing the U.S. theater nuclear forces capacity. An important appeal was also heard for a concerted effort to recruit, train and retain the personnel needed to manage large-scale construction programs that will be essential if the Nation is to meet future plutonium “pit” manufacturing, tritium and other requirements associated with the maintenance of a safe, reliable and effective nuclear deterrent.

Attached is a copy of the of the Roundtable’s proceedings.

The Empire Strikes Back: ‘Stanford 5’ Help Beijing’s Effort to Discredit the Authoritative Cox Committee Report

(Washington, D.C.): “Friends of China” is a term the Communists in Beijing use to identify
individuals and organizations in the West upon whom the PRC can rely to promote its party line.
In the United States, they have come to be known collectively as “the China Lobby.” Lenin had
a less charitable term for the breed: “Useful idiots.”

Whatever their appellation or motivation, these advocates seem determined to mark the
anniversary of the single most devastating assessment of the policies, purposes and intentions of
the People’s Republic of China — the completion of the unanimous report of the “Cox
Committee” 1 — with a full-scale effort to discredit that
bipartisan initiative. As the dangers
associated with allowing U.S. policy towards China to be guided by naive illusions or
self-serving parochial interests inexorably grow, this cynical campaign must not be allowed to go
unchallenged.

Enter the ‘Stanford 5’

The most recent salvo unleashed at the report issued in December 1998 by the Select
Committee
on U.S. National Security and Military/Commercial Concerns with the Peoples Republic of
China — universally know by the name of its chairman, Rep. Chris Cox (R-CA) — was fired last
week by Stanford University’s Center for International Security and Cooperation (CISAC). 2
This organization is chaired by William Perry — a man who has had longstanding, cordial and
often controversial 3 ties with Communist China before,
during and after his services as
President Clinton’s Secretary of Defense. Dr. Perry is currently Mr. Clinton’s Special Envoy to
East Asia and the principal architect of the Administration’s policy of appeasement toward
Beijing’s ally and client, North Korea.

For months, CISAC has sponsored a study prepared by four specialists and edited by a fifth
who
appear to share its chairman’s generally benign view of the People’s Republic of China:
Professor Alistair Iain Johnston, a Chinese foreign policy expert at Harvard University; Dr.
Wolfgang Panofsky, a participant in the Manhattan Project who has been a harsh critic of U.S.
nuclear weapons activities ever since; Dr. Marco Di Capua, a former foreign service officer who
currently is a physicist at Lawrence Livermore Laboratory working on “proliferation prevention”
regarding China; Lewis Franklin, a career intelligence officer specializing in Sino-Soviet missile
programs; and Dr. Michael May former director of the Livermore Laboratory who serves as
co-director of the CISAC program. The transparent goal of the so-called “Stanford 5” authors is
to help discredit the Cox Report, which they have characterized as based upon “skewed
research,” “misleading” information and “sloppy” analysis.

It is not hard to understand why “friends of China” want to undermine the Cox Committee’s
credibility and public confidence in its conclusions. The picture painted by the Select Committee
— on the basis of twenty-two hearings, hundreds of hours of testimony and the full participation
of the U.S. intelligence community — concerning China’s activities and their import for U.S.
security (and other) interests is damning. At the insistence of the Clinton-Gore Administration,
fully one-third of the Select Committee’s report remains classified. 4 Committee members, led
by Rep. Cox and his ranking minority member, Rep. Norm Dicks (D-WA), however, emphasized
that everything in its unclassified portions is supported by the large quantity of material redacted
prior to the report’s release to the public. Among the most important of these findings were:

  • The PRC has stolen design information on the United States’ most advanced
    thermonuclear weapons and associated re-entry vehicles; the PRC’s next generation of
    thermonuclear weapons, currently under development, will exploit elements of stolen
    U.S. design information, including targeting, penetration aids, MIRV capability and
    greater survivability owing to the enhanced mobility afforded by miniaturization; and,
    PRC penetration of our national weapons laboratories spans at least the past several
    decades and almost certainly continues today.
  • These thefts enabled the PRC to achieve capabilities on a par with our own much sooner
    than would otherwise have been possible — leaping from 1950’s-era technology in a
    handful of years to a level which took the U.S. decades of work, hundreds of millions of
    dollars and several nuclear tests to reach.
  • The deployment of weapons based on the thefts could have a significant effect on the
    regional balance of power; the PRC has also stolen or otherwise illegally obtained U.S.
    missile, guidance and space technology that improves the effectiveness and reliability of
    the PRC’s military and intelligence capabilities that could be used to attack American
    population centers and assets; and the PRC has proliferated such technology to other
    countries, including regimes hostile to the U.S., notably Iran and North Korea.
  • U.S. technology export controls and laws are insufficient and lack proper enforcement
    and the Nation’s intelligence community is insufficiently focused on the threat posed by
    the PRC to obtain militarily useful technologies by legal (commercial and political) and
    illegal means.
  • Finally, the PRC’s long-run geopolitical goals include incorporating Taiwan into the PRC
    and becoming the primary power in Asia, goals which conflict with current U.S. interests
    in Asia and the Pacific.

Far from being a one-sided, partisan or strictly congressional critique, these findings have in
the
main been reinforced by independent assessments subsequently conducted by the President’s
Foreign Intelligence Advisory Board, a CIA damage assessment and a National Intelligence
Estimate, the Senate Intelligence Committee, and, not least, by a number of admissions by the
PRC. The latter include public acknowledgments that Beijing has acquired the neutron bomb
and is doing pre-deployment testing of the Jl-2. In addition, federal indictments and other
judicial proceedings — most recently against former Los Alamos scientist Wen Ho Lee — appear
to confirm the thrust of the Cox Committee’s warnings. 5

No Sale

Fortunately, despite some favorable publicity, 6 the
CISAC team has failed in its effort to
impugn the Cox Report described by the New York Times as “the most comprehensive
examination of the issue ever conducted by any part of the American government.” 7 This is
due, in part, to the CISAC team’s acknowledged inability to evaluate the as-yet-unreleased
classified information that underpins many of the Select Committee findings about which they
express such criticism. In part, it is because their effort is full of strawman arguments,
mis-characterizations of the Cox Report and their factual errors. 8

But most importantly, the CISAC effort ultimately fails to debunk the Cox Report
convincingly because it is driven by a competing and ever-more-incredible world-view —
one that is not only sharply at variance with that of the Cox Committee, but with the facts,
as well.
9 The Stanford 5 appear to
perceive the PRC as a nation that is squarely on a glide-path
toward becoming a status quo power, one with whom the United States can — perhaps after a
tense transitional interlude — safely divide the world into spheres of influence with Asia
rightfully conceded to China. A central tenet in this conception is that “China will only
become
an enemy if we treat it as one”
or if we fail to accord the Chinese sufficient prestige.

Indeed, this theme has become a leitmotif for China’s “friends” in the United States.
Notably,
the Clinton administration embraced the concept of a “strategic partnership” with China so that
the latter would feel it was being treated as at least a prospective co-equal. In this fashion, the
theory went, Beijing would be given an incentive toward status quo behavior —
including
curbing proliferation and joining Western regimes on arms control and other matters.

In fact, “engagement” as pursued by the Clinton-Gore Administration in particular,
and as
advocated by the Stanford 5, is creating the basis for China’s growing, comprehensive
national strength,
especially benefitting its military and strategic nuclear and
information
warfare capabilities — this is manifestly not in our interest.
Especially worrisome it the fact
that the policies being advanced in the name of engagement will not lead to mere linear advances
for the PRC over decades. 10 Rather, they are likely to
translate into ominous technological
leaps. Worse yet, they are likely to be of the sort that the blue-ribbon commission headed by
former Secretary of Defense Donald Rumsfeld warned last year will be hidden from us and very
costly to counter. They may be of a character that will cause one or the other party to
miscalculate or act precipitously in future crises.

‘What, Me Worry?’

Incredible as it may seem, some like CISAC “friend of China” Alistair Iain Johnston, evince
no
concern about such a development. In fact, he appears less troubled about growing Chinese
ballistic missile threats than about American efforts to defend against them. As he wrote in
China Quarterly in March 1998, just as U.S. “plans for the unilateral deployment of
ballistic
missile defenses threatened to destabilize U.S.-Soviet deterrence in the 1980’s,” so too
“asymmetric ballistic missile defenses will destabilize Sino-U.S. relations in the 21st Century.”

Johnston says that rather than protecting U.S. interests, allies and troops in the region from
missile attack from North Korea, China or anyone else — thus creating disincentives to their
further investment in threatening ballistic missile capabilities, “the United States ought to be
assisting China to develop an assured second-strike minimum deterrence capability [including]
submarine-launched ballistic missile technology in return for verifiable, bilateral and/or
multilateral commitments to eschew MIRVing, ballistic missile defense, and anti-satellite
weapons development and deployment.”

Unfortunately, it turns out that China has indeed acquired from the United States, albeit
illicitly,
this sea-based missile technology and integrated it into its new submarine-launched ballistic
missile, the JL-2. What is more, far from eschewing the acquisition of MIRVing capability the
PRC is actively pursuing it (thanks, again, in part to technology thefts and diversions from the
United States. It is engaged in anti-satellite weaponry development and ABM-defense research
as well.

A similar line was taken earlier this year by the RAND Corporation’s Jonathan Pollack at a
two-day Carnegie Endowment event. He averred that it might have been bad form for the
Chinese to steal the United States’ “legacy codes,” representing the fruits of some fifty-five years
of U.S. nuclear weapons development and deployment experience, “but that doesn’t mean it is
bad [that] they have them.” This view, well-received at the conference, seems to mirror that of
the Clinton Administration which reportedly encouraged China to rely upon such data and the
powerful supercomputers (whose unprecedented transfer President Clinton has repeatedly
approved) needed to exploit it. 11

The theory goes that such a quantum enhancement of the technology base of the PRC’s
nuclear
weapons program would be desirable insofar as it helped to wean Beijing from
underground
testing and, thereby, clear the way for China’s accession to the Comprehensive Test Ban Treaty.
Never mind the fact that, as the U.S. Senate determined earlier this year, the CTBT is wholly
unverifiable and that militarily significant Chinese cheating could go undetected. 12 In the minds
of China’s “friends,” strengthening the People’s Liberation Army is a necessary and desirable
contribution to strategic stability.

CISAC Misconstrues China’s Guiding Philosophy

Such thinking is dangerously out of touch with reality. Even the Clinton Administration’s
Pentagon felt constrained in its 1999 Strategic Assessment to note that:

    China’s official Defense White Paper [dated July 1998] lays out a vision of the future
    security
    environment that is antithetical to that embraced by the United States….In the first decade of the
    21st Century, China’s rise could alter the roles and relations among major powers,
    including
    Japan and the United States….The PLA intends to develop a sea-denial capability out to the
    so-called Second Island Chain and eventually control that space [an area including Japan,
    Philippines and Indonesia and the sea-lines of communication through which half of world trade
    transits]….In the near-term, China’s military modernization raises the stakes in any regional
    dispute involving the United States, Japan or an outside coalition. Coupled with an adequate
    nuclear deterrent, this may be all Beijing needs to influence regional issues in the near-term

It seems likely that the PRC will do this in accordance with techniques taught by Sun Tzu —
that
is, via stealth and deception, seeking to “alter the enemy’s strategy,” “cloud his perceptions,”
“disrupt his alliances,” “feign weakness when strong” and by exploiting asymmetric technologies
that place the United States at risk, making respectable gains at an acceptable level of cost.

A key ingredient in the realization of this Chinese agenda is the utilization of the PRC’s
growing
economic strength to support the military’s program. Few points more clearly illustrate the gap
between the views of the “friends of China” and those with a more clear-eyed appreciation of
Beijing’s thinking than their differences over the meaning and implications of Deng Xiopeng’s
“16 Character Statement” featured prominently in government offices throughout China and
cited in the introduction to the Cox Report: “Combine the military and the civil;
combine
peace and war; give priority to military products; let the civil support the military.”

The CISAC report attempts unconvincingly to portray this broad and sustained “16
Character”
policy as one limited to defense-conversion projects under a leading commission, COSTIND.
Nothing could be further from the truth.

In fact, the correct interpretation of Deng’s slogan is evident in its
implementation,

especially since Tiananmen, when the Communist Party’s dependence on the military to retain
power was placed in sharpest relief. This record is summarized by one of the world’s leading
authorities on China’s politics, the South China Morning Post‘s Willy Wo-lap Lam,
in his new
book The Era of Jiang Zemin:

    After June 1989 [i.e., the time of the Tiananmen massacre], Deng himself reversed many of
    his
    earlier doctrines. He boosted the party’s “absolute leadership over the gun”….His previous
    teachings on army modernization were superceded by one central concern: to ensure that the
    PLA become a “steel Great Wall” that would protect the Party against the onslaughts of hostile
    foreign forces” ….Throughout the 1990’s Politburo and Central Military Commission members
    and leading generals “were having a bigger say in the use of economic resources, even in
    industrial policy;” articulating polices of “fusion of peace-time and war-time needs…the
    synthesis of war and peace” and “Army production should take precedence over the civilian
    sector.”

    …Shanghai party boss and Politburo member Huang Ju…said development in the civilian
    sector
    should take place “in lockstep” with that of the army.” “The National Defense Law of
    1997…enshrin[ed] the PLA’s status as a ‘state within a state'”….This ran counter to Deng’s
    original insistence that…it must be subordinate to the requirements of economic
    development”….Li Peng in his National Party Congress address of 1997…called the army a
    “special guarantor” of economic development; other government units were asked to furnish the
    PLA with unquestioned assistance: “All levels of government must support the PLA.”

Clearly, the all-pervading aim of the Chinese regime is not the conversion of the PRC into a
pluralistic political system with a free market economy modeled after, and integrated with,
Western institutions. Rather, its purpose is to perpetuate the Communist Party’s rule. For this it
needs nationalism and the army; all else is subordinated to the furthering of those indispensable
instruments of state power.

The Bottom Line

The CISAC report shows that there will always be those who argue in the face of all history,
fact
and logic that conflict is improbable or outmoded because of “global interdependence,” parity of
“status,” or other factors of dubious relevance except to their partisans. For them, factors like
espionage, technology controls and effective deterrence are extraneous issues or bothersome
hypotheticals.

The truth of the matter is, however, that the only thing more recurrent than these shopworn
and
historically discredited propositions is conflict itself. The studied inability (or unwillingness) of
the Stanford 5 to see the larger pattern behind the PRC’s relentless militarization over two
decades is precisely why the Cox Report remains such a valuable and necessary benchmark
work.

1For a copy of the Cox Report see the Select Committee’s web site
(http://cox.house.gov/sc/index.htm).

2The same acronym was applied to this organization during its
previous incarnation, when it
was known as the Center for International Security and Arms Control. The substitution of “and
Cooperation” for “Arms Control” in CISAC’s title presumably reflects a recognition of the
dwindling relevance of the arms control theology — or at least its cachet — in the post-Cold War
world.

3See the Center’s Decision Brief entitled
‘Inquiring Minds Want to Know’: Does Bill Perry
Have What it Takes to Make Sound Defense Policy?
( href=”index.jsp?section=papers&code=94-D_13″>No. 94-D 13, 2 February 1994).

4It appears that the Administration took full advantage of its ability
to control the
declassification process to delay the public release of the Cox Report and to control the contents
of such information was released and its characterization. Predictably, some — like the “Stanford
5″ — are now exploiting the Committee’s refusal to disclose material that supported its
conclusions and recommendations in deference to the CIA’s assertions that doing so could harm
sensitive sources and methods.

5For additional information about the various ways in which the
Cox Committee’s assessments
have been confirmed or otherwise reinforced, see “Update on the Select Committee Report” on
the Committee’s web site ( href=”http://cox.house.gov/sc/index.htm”>http://cox.house.gov/sc/index.htm).

6Notably, a laudatory report in last Wednesday’s Washington
Post
by staff reporter Walter
Pincus. In this article as in many previous ones, Pincus appears to be trying to excuse, obscure
or otherwise minimize the damage done by the Clinton-Gore Administration’s security policies.
See Giving ‘Clinton’s Legacy’ New Meaning: The Buck Stops at the President’s
Desk on the
‘Legacy’ Code, Other D.O.E. Scandals
(No. 99-D
52
, 29 April 1999) and The Politicized
C.I.A.: The Real Problem Has Been Under – Not Over – Estimating Moscow’s
Weaponry
(No.
95-D 95
, 20 November 1995).

7An even more impressive testament to the Cox Report’s credibility
is the fact that, after
members of the House of Representatives had an opportunity to review this lengthily classified
document in its entirety, legislators adopted fully two-thirds of the Cox Committee’s
recommendations by a vote of 428-0.

8These errors are detailed in a response to the CISAC study (and
three similar critiques
published previously) that was written by Nicholas Rostow, a former senior member of the Cox
Committee’s staff and present Staff Director of the U.S. Senate Select Committee on
Intelligence. Rostow’s essay, entitled “50 Factual Errors in the Four Essays,” can be accessed at
( href=”http://cox.house.gov/sc/coverage/SenIntell.pdf”>http://cox.house.gov/sc/coverage/SenIntel
l.pdf).

9Interestingly, this world-view similarly afflicted CISAC in its
earlier incarnation. In the
1980’s, the organization went to great lengths to “document” Soviet arms control compliance in
order to gainsay the Reagan Administration’s intelligence-driven conclusions about widespread
Soviet cheating on its disarmament obligations.

That CISAC effort became increasingly untenable after 1989 when the then-Soviet
Foreign
Minister Eduard Shevardnadze acknowledged that the Soviets had violated the ABM Treaty by
deliberately building a prohibited large, phased-array radar (LPAR) at Krasnoyarsk in Siberia.
With greater access to damming Soviet and Russian internal documents and memoirs following
the Berlin Wall’s collapse — concerning such matters as the USSR’s illegal territorial
anti-ballistic missile defense system and its chemical and biological weapons — all but the most
determined of the “useful idiots” recognize that purposeful violation of the USSR’s arms control
commitments was endemic in the “Evil Empire.”

10For example, as Yale University’s Paul Bracken points out, the
PRC perfected its DF-15
medium range missile’s targeting capabilities between its firings in the Taiwan Straits in July
1995 and its March 1996 reprise from an initial accuracy of 2.5 miles to within a few hundred
feet. This astonishing achievement means that in a mere 8 months the PRC did what it took the
U.S. and the Soviet Union, with vastly larger resources, 25 years to perfect. Thanks to, among
others (most notably Russia) American help, China is expected to have 1000 improved ICBM’s
and cruise missiles before 2010.

11See Broadening the Lens: Peter Leitner’s
Revelations on ’60 Minutes,’ Capital Hill Indict
Clinton Technology Insecurity
(No. 98-D
101
, 6 June 1998).

12See C.T.B.T. Truth or Consequences #5:
Opposition to a Zero-Yield, Permanent Test Ban’s
is Rooted in Substance, Not Politics
(No. 99-D
111
, 11 October 1999) and C.T.B.T. Truth or
Consequences #4: The Zero-Yield, Permanent Test Ban’s Pedigree is Hard Left, Not
Bipartisan or Responsible
(No. 99-D 110, 11
October 1999).

Senate Majority’s Defeat of C.T.B.T. Represents Triumph of Sound Security Policy Over Placebo Arms Control

Senator Lott Deserves Great Credit for Securing
Vote

(Washington, D.C.): Last night’s action by a majority of the United States Senate to reject
the
fatally flawed Comprehensive Test Ban Treaty (CTBT) is its finest hour in a generation. The
Senate has fulfilled its constitutional role as a quality control check-and-balance on the
executive’s treaty-making power. In so doing, it has spared the Nation the obligation to comply
with a permanent, zero-yield ban on nuclear testing that would have done grievous harm to the
U.S. nuclear deterrent. And it did so on the merits of the case, thanks to
Senator Trent Lott’s
leadership, not out of partisan political considerations.

A Defeat for Substantive Reasons, Not Political
Ones

An unprecedented majority of Senators rejected the Comprehensive Test Ban because, when
it
came time to vote, even Senators like Richard Lugar of Indiana, Thad
Cochran
of Mississippi,
Ted Stevens
of Alaska, Pete Domenici of New Mexico and
Olympia Snowe of Maine —
legislators with unbroken records of bipartisanship in support for arms control agreements and
foreign policy initiatives they deem to be in the national interest — voted to reject this treaty.
It
is contemptible and irresponsible to suggest that these members in particular would so act
out of any motivation other than what they believed to be best for the national security and
the international effort to achieve real constraints upon the proliferation of nuclear
weapons around the world.

Indeed, those who insist that the Senate acted in a partisan fashion display only their
own
ignorance of the substantive nature of the step taken last night and their biases with respect
to both the CTBT itself and the proposition that the Senate is supposed to be more than a
rubber-stamp in the treaty-making process.

This is all the more reprehensible in light of Sen. Lugar’s principled statement:

    “I do not believe that the CTBT is of the same caliber as the arms control treaties that
    have come before the Senate in recent decades. Its usefulness to the goal of
    non-proliferation is highly questionable. Its likely ineffectuality will risk undermining
    support and confidence in the concept of multi-lateral arms control. Even as a
    symbolic statement of our desire for a safer world, it is problematic because it would
    exacerbate risks and uncertainties related to the safety of our nuclear stockpile.”

Credit Where it is Due

These and the other Senators who refused to consent to the CTBT’s ratification did so thanks
primarily to Senator Lott’s patient and sustained efforts to ensure that they were acquainted with
the CTBT’s myriad defects. Briefings arranged for members of the majority by and with
Senators Jon Kyl (R-AZ) and Paul Coverdell (R-GA),
involving former Secretary of Defense
and Energy James R. Schlesinger
, former Assistant to the Secretary of
Defense for Atomic
Energy Robert Barker
and former Assistant Director of the Arms Control and
Disarmament Agency Kathleen Bailey
were particularly instrumental in providing the
technical, strategic and arms control bases for finding the present test ban to be unacceptable.

Also influential were the arguments advanced in letters to the Senate, congressional
testimony
and other vehicles (notably, editorials and/or op.ed. articles in such newspapers as the Wall
Street
Journal, Washington Times, New York Times
and Washington Post), by a
panoply of security
policy practitioners whose service to the country has been characterized by the pursuit of
bipartisan initiatives. These include, in addition to Dr. Schlesinger: former
Secretary of State
Henry Kissinger;
former Clinton Directors of Central Intelligence James
Woolsey
and John
Deutch
and Bush DCI Robert Gates; and former
Secretaries of Defense Melvin Laird,
Donald Rumsfeld, Caspar Weinberger, Frank Carlucci
and Dick
Cheney,
former U.N.
Ambassador Jeane Kirkpatrick,
former Assistant Secretary of Defense Richard
Perle,
and
nearly a score of retired senior military commanders, including one of the most revered former
chairmen of the Joint Chiefs of Staff, General John Vessey. The critique
offered by these
knowledgeable and respected individuals — namely, that the CTBT was unverifiable,
unenforceable and inimical to U.S. national security interests — was dispositive, not
short-term
partisan concerns.

Instrumental to the Majority Leader’s efforts to ensure that the Senate acted on these
concerns by
voting to reject the CTBT were the steadfast, principled and informed contributions to the debate
— and the process by which it was conducted — by, among others: Senate Foreign
Committee
Chairman Jesse Helms
(R-NC) and Senators Jim Inhofe (R-OK),
Jon Kyl (R-AZ), Paul
Coverdell
(R-GA), Phil Gramm (R-TX), Larry Craig
(R-ID), Mitch McConnell (R-KY),
Connie Mack (R-FL), Richard Shelby (R-AL),
Bob Smith (I-NH), Tim Hutchinson (R-AR),
Kay Bailey Hutchison (R-TX), Wayne Allard (R-CO) and
Jeff Sessions (R-AL).

The Good to Come from the CTBT’s Rejection

The Nation owes Senator Lott and his colleagues a particular debt of gratitude for helping set
the
stage for a long-overdue debate about the future course of U.S. nuclear weapons and
arms
control policy.
Its principal features should be:

  • Encouraging greater realism about the continuing requirement for a safe, reliable
    and
    effective U.S. nuclear deterrent — and the role realistic, periodic underground testing
    plays in assuring that these qualities abide
    . As President Reagan put it in a 1988 report
    to
    Congress:

    “Nuclear testing is indispensable to maintaining the credible nuclear deterrent which has
    kept the peace for over 40 years. Thus we do not regard nuclear testing as an evil to be curtailed,
    but as a tool to be employed responsibly in pursuit of national security. The U.S. tests neither
    more often nor at higher yields than is required for our security. As long as we must depend on
    nuclear weapons for our fundamental security, nuclear testing will be necessary.”

  • Impressing upon the public that a permanent, zero-yield ban on nuclear testing
    would
    not only harm the U.S. deterrent: it would be ineffectual as a means of controlling
    proliferation.
    Even Clinton Administration spokesmen acknowledge that it will not
    prevent
    determined nations from acquiring the sorts of “simple” but devastating nuclear devices that
    fully satisfy the needs of the North Koreans, Iranians, Iraqis, etc. to threaten or actually use
    weapons of mass destruction against the United States and/or its allies. In Senator Lugar’s
    words:

    “I believe the enforcement mechanisms of the CTBT provide little reason for countries
    to
    forego nuclear testing. Some of my friends respond to this charge by pointing out that even if the
    enforcement provisions of the treaty are ineffective, the treaty will impose new international
    norms for behavior. In this case, we have observed that ‘norms’ have not been persuasive for
    North Korea, Iraq, Iran, India and Pakistan, the very countries whose actions we seek to
    influence through a CTBT.

    “If a country breaks the international norm embodied in the CTBT, that country has already
    broken the norm associated with the Non-Proliferation Treaty (NPT). Countries other than the
    recognized nuclear powers who attempt to test a weapon must first manufacture or obtain a
    weapon, which would constitute a violation of the NPT. I fail to see how an additional
    norm
    will deter a motivated nation from developing nuclear weapons after violating the
    long-standing norm of the NPT.”

  • Creating greatly improved opportunities for real “advice” on the part of the
    Senate
    — in
    particular via its new National Security Working Group (the successor to the Senate’s Arms
    Control Observer Group), chaired by Senator Cochran — during the crafting of negotiating
    positions and the conduct of the negotiations themselves. Such a practice would avoid the
    situation in which the Senate found itself on the CTBT, namely a take-it-or-leave-it position,
    either rubber-stamp or reject the accord outright.

    This need not mean, as some of the CTBT’s proponents now contend, an end to arms
    control. It may, however, mean an end to bad arms control,
    treaties that create false
    expectations of security but that cannot deliver, accords that actually harm U.S.
    national interests and American capabilities to safeguard them.

    At a minimum, a return to the sort of process the Framers of the Constitution
    clearly had in mind means that arms control activists, their allies in the executive
    branch and their sympathizers in the media should no longer be able to they
    claim an exclusive ability to understand and evaluate the merits of proposed or
    extant arrangements for constraining weapons of mass destruction and other
    military capabilities. As the Senate exercises its responsibilities as a co-equal
    branch in the making of international treaties, its real expertise and alternative
    visions about the feasibility, utility and desirability of arms control must be
    strengthened, acknowledged and respected.

  • Affording — via the device of restoring the Senate to its rightful place in
    the treaty-making
    process — the executive branch and its representatives in various arms negotiations
    leverage all-too-lacking in recent years.
    As Senator Kyl has pointed out in
    the context of
    the CTBT debate, had the Senate’s determination to reject a zero-yield, permanent duration
    test ban been taken into account in 1995, President Clinton should have been able to resist
    pressures from negotiating partners (and some within his own Administration) to abandon
    positions that would have preserved the right to conduct low-yield testing and a finite duration
    to the ban that had been demanded by the Joint Chiefs of Staff, the Office of the Secretary of
    Defense, the nuclear lab directors and others.

    Henceforth, U.S. diplomats will be able credibly to warn their counterparts that the
    imposition of terms incompatible with American security will be show-stoppers
    potentially enormously increasing the prospects for sounder, more verifiable and more
    valuable arms control agreements in the future.

  • Encouraging the pursuit of new and far more promising approaches to dealing
    with the
    real and growing threat of the proliferation of weapons of mass destruction
    than the
    placebos of phony and counter-productive multilateral arms control. These include: a
    vigorous effort to restore effective multilateral export controls; the rapid deployment of
    anti-missile defenses; improved intelligence and counter-proliferation operations; and collective
    defense measures for our populations.

The Bottom Line

With or without the CTBT, there is going to be more nuclear testing around the world. Even
before the Senate rejected the CTBT, there was evidence of recent low-level Russian and
Chinese nuclear tests. While some may blame these tests on the Senate’s action, the reality is
that rogue states and others are going to make decisions to test nuclear weapons — and, more
importantly, to pursue nuclear weapons programs themselves — on the basis of
national
decisions about the local security situation, not fatuous American efforts to create fraudulent
“norms” of behavior.

Senate Republicans — and, most especially, their leader, Senator Lott — deserve great credit
for
their willingness to risk the charge that nuclear testing elsewhere and other international
developments (for example, as some Democrats implausibly suggested, the recent coup in
Pakistan) are their fault. These charges will be as untenable as they are unfair. By
placing the
national security of the United States ahead of the understandable temptation to accede to the
pressure tactics and wooly-headed nostrums of the anti-nuclear movement, they have created
opportunities for more constructive, realistic and effective means of dealing with the threats the
CTBT would have done nothing to prevent from emerging.

Every American should welcome the national debate on these fundamental choices about
national security policy that the CTBT’s proponents promise to provoke in the hope of
resurrecting their rejected treaty. Let that debate begin!